Nasdaq Anti-Financial Crime Regulatory Newsletter

    A Newsletter for Regulatory Updates

    Regulatory Roundup

    In each monthly edition of Regulatory Roundup, Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq’s Anti-Financial Crime (AFC) division, shares his insights on the latest regulatory news and trends around the world.

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    The ever-changing regulatory environment coupled with ongoing advances in technology produces challenges and opportunities for compliance professionals. Effectively navigating that landscape is key to protecting the markets whilst still fueling innovation.

    Tony Sio, Head of Regulatory Strategy and Innovation, Nasdaq
    Tony Sio

    Tony Sio, the author of Regulatory Roundup, brings 20+ years of experience implementing and advising on financial technology and surveillance practices for exchanges and regulators.

    Learn more about the author ->

    Read Our Latest Editions

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    September Edition

    Highlights from Nasdaq’s Surveillance Conference

    Read the September edition ->
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    August Edition

    Regulatory Expectations of PTFs

    Read the August edition ->

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    Explore Tony's Latest Insights

    Cryptocurrencies

    Cryptocurrency Regulation Marches On

    Read article ->

    Market Regulation

    The Vote Is In: The EU’s MiCA Framework Becomes Official

    Read article ->

    Cryptocurrencies

    Monitoring Market Abuse in Crypto – What Lessons Can We Learn from Existing Surveillance Best Practices?

    Read article ->

    Cryptocurrencies

    Cryptocurrency Regulation in 2022: A Year for Change

    Read article ->

    Technology

    Leveraging Technology for Central Bank Surveillance

    Read article ->

    Central Banks

    Central Bank Supervision: Leveraging Technology in the Evolving Data Landscape

    Read article ->

    Market Regulation

    A Year for Change: Outlook for Market Surveillance in 2021

    Read article ->

    Market Surveillance

    Reimagining Surveillance as a Service

    Read article ->

    Cryptocurrencies

    On Guard in Crypto

    Read article ->

    Ally with Nasdaq's Anti-Financial Crime Technology

    Nasdaq Trade Surveillance

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

    Learn more ->

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

    Learn more ->

    Nasdaq Market Surveillance

    Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.

    Learn more ->

    Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.

    Learn more ->

    Nasdaq Crypto Surveillance

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

    Learn more ->

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

    Learn more ->

    Stay up-to-date on the latest regulatory news and insights.

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