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Bulldog Investors, LLC Buys Japan Smaller Capitalization Fund, Great Elm Capital, Putnam ...

Bulldog Investors, LLC

  • New Purchases: GECC , DEX , MSF , CUBA, FFA, VVPR, FT, FTF, OACQ,
  • Added Positions:JOF, PCF, CET, GLQ, NYRT, CIK, IRL, DDF, USA, KEF,
  • Reduced Positions:GAM, WHLR, NRO, LGI, SVVC, JTPY, GSVC, COYN, GDL,
  • Sold Out:FAV, CTF, CFD, AAPC, ELECU,

For the details of Bulldog Investors, LLC's stock buys and sells, go to http://www.gurufocus.com/StockBuy.php?GuruName=Bulldog+Investors%2C+LLC

These are the top 5 holdings of Bulldog Investors, LLC

  1. Stewart Information Services Corp ( STC ) - 1,019,318 shares, 14.55% of the total portfolio.
  2. Neuberger Berman R/E Securities Income ( NRO ) - 5,494,917 shares, 9.14% of the total portfolio. Shares reduced by 3.57%
  3. New York REIT Inc ( NYRT ) - 2,678,084 shares, 8.4% of the total portfolio. Shares added by 8.72%
  4. Swiss Helvetia Fund Inc. (The) ( SWZ ) - 1,781,230 shares, 5.63% of the total portfolio. Shares added by 4.73%
  5. Hill International Inc ( HIL ) - 3,875,519 shares, 5.22% of the total portfolio.

New Purchase: Great Elm Capital Corp (GECC)

Bulldog Investors, LLC initiated holdings in Great Elm Capital Corp. The purchase prices were between $2.61 and $11.67, with an estimated average price of $7.67. The stock is now traded at around $11.19. The impact to the portfolio due to this purchase was 1.7%. The holdings were 470,056 shares as of 2016-12-31.

New Purchase: Delaware Enhanced Global Dividend of Beneficial In (DEX)

Bulldog Investors, LLC initiated holdings in Delaware Enhanced Global Dividend of Beneficial In. The purchase prices were between $9.38 and $10.11, with an estimated average price of $9.76. The stock is now traded at around $10.61. The impact to the portfolio due to this purchase was 0.97%. The holdings were 308,956 shares as of 2016-12-31.

New Purchase: Morgan Stanley Emerging Markets Fund Inc. (MSF)

Bulldog Investors, LLC initiated holdings in Morgan Stanley Emerging Markets Fund Inc.. The purchase prices were between $12.69 and $14.76, with an estimated average price of $13.7. The stock is now traded at around $14.26. The impact to the portfolio due to this purchase was 0.23%. The holdings were 56,083 shares as of 2016-12-31.

New Purchase: Herzfeld Caribbean Basin Fund Inc (CUBA)

Bulldog Investors, LLC initiated holdings in Herzfeld Caribbean Basin Fund Inc. The purchase prices were between $6.11 and $6.98, with an estimated average price of $6.43. The stock is now traded at around $6.77. The impact to the portfolio due to this purchase was 0.14%. The holdings were 65,545 shares as of 2016-12-31.

New Purchase: First Trust Enhanced Equity Income Fund (FFA)

Bulldog Investors, LLC initiated holdings in First Trust Enhanced Equity Income Fund. The purchase prices were between $12.61 and $13.84, with an estimated average price of $13.41. The stock is now traded at around $14.16. The impact to the portfolio due to this purchase was 0.13%. The holdings were 31,633 shares as of 2016-12-31.

New Purchase: Vivopower International PLC (VVPR)

Bulldog Investors, LLC initiated holdings in Vivopower International PLC. The purchase prices were between $5.5 and $11.77, with an estimated average price of $10.11. The stock is now traded at around $4.90. The impact to the portfolio due to this purchase was 0.1%. The holdings were 59,990 shares as of 2016-12-31.

Added: Japan Smaller Capitalization Fund Inc (JOF)

Bulldog Investors, LLC added to the holdings in Japan Smaller Capitalization Fund Inc by 162.01%. The purchase prices were between $9.53 and $10.83, with an estimated average price of $10.37. The stock is now traded at around $10.43. The impact to the portfolio due to this purchase was 2.17%. The holdings were 1,164,976 shares as of 2016-12-31.

Added: Putnam High Income Securities Fund (PCF)

Bulldog Investors, LLC added to the holdings in Putnam High Income Securities Fund by 112.88%. The purchase prices were between $7.65 and $8.23, with an estimated average price of $7.93. The stock is now traded at around $8.69. The impact to the portfolio due to this purchase was 1.63%. The holdings were 1,207,014 shares as of 2016-12-31.

Added: Central Securities Corp (CET)

Bulldog Investors, LLC added to the holdings in Central Securities Corp by 194.40%. The purchase prices were between $20.61 and $21.97, with an estimated average price of $21.21. The stock is now traded at around $23.18. The impact to the portfolio due to this purchase was 1.14%. The holdings were 405,221 shares as of 2016-12-31.

Added: Clough Global Equity Fund (GLQ)

Bulldog Investors, LLC added to the holdings in Clough Global Equity Fund by 36.64%. The purchase prices were between $10.42 and $11.37, with an estimated average price of $10.85. The stock is now traded at around $12.05. The impact to the portfolio due to this purchase was 0.98%. The holdings were 1,056,831 shares as of 2016-12-31.

Added: Credit Suisse Asset Mgmt Income Fund Inc (CIK)

Bulldog Investors, LLC added to the holdings in Credit Suisse Asset Mgmt Income Fund Inc by 100.12%. The purchase prices were between $2.93 and $3.17, with an estimated average price of $3.09. The stock is now traded at around $3.30. The impact to the portfolio due to this purchase was 0.66%. The holdings were 1,339,089 shares as of 2016-12-31.

Added: New Ireland Fund Inc (The) (IRL)

Bulldog Investors, LLC added to the holdings in New Ireland Fund Inc (The) by 1246.61%. The purchase prices were between $11.57 and $12.28, with an estimated average price of $11.96. The stock is now traded at around $12.42. The impact to the portfolio due to this purchase was 0.65%. The holdings were 188,323 shares as of 2016-12-31.

Sold Out: First Trust Dividend and Income Fund of Beneficial (FAV)

Bulldog Investors, LLC sold out the holdings in First Trust Dividend and Income Fund of Beneficial. The sale prices were between $8.85 and $9.16, with an estimated average price of $8.98.

Sold Out: Nuveen Long/Short Commodity TR Fund (CTF)

Bulldog Investors, LLC sold out the holdings in Nuveen Long/Short Commodity TR Fund. The sale prices were between $12.83 and $13.98, with an estimated average price of $13.37.

Sold Out: Nuveen Diversified Commodity Fund (CFD)

Bulldog Investors, LLC sold out the holdings in Nuveen Diversified Commodity Fund. The sale prices were between $8.8 and $9.77, with an estimated average price of $9.17.

Sold Out: Atlantic Alliance Partnership Corp (AAPC)

Bulldog Investors, LLC sold out the holdings in Atlantic Alliance Partnership Corp. The sale prices were between $7.6 and $11.5, with an estimated average price of $10.26.

Sold Out: Electrum Special Acquisition Corp (ELECU)

Bulldog Investors, LLC sold out the holdings in Electrum Special Acquisition Corp. The sale prices were between $10.08 and $10.13, with an estimated average price of $10.1.

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This article first appeared on GuruFocus .

The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.


The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.

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