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Bulldog Investors, LLC Buys Japan Smaller Capitalization Fund, Great Elm Capital, Putnam ...


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Bulldog Investors, LLC
  • New Purchases: GECC , DEX , MSF , CUBA, FFA, VVPR, FT, FTF, OACQ,
  • Added Positions:JOF, PCF, CET, GLQ, NYRT, CIK, IRL, DDF, USA, KEF,
  • Reduced Positions:GAM, WHLR, NRO, LGI, SVVC, JTPY, GSVC, COYN, GDL,
  • Sold Out:FAV, CTF, CFD, AAPC, ELECU,

For the details of Bulldog Investors, LLC's stock buys and sells, go to http://www.gurufocus.com/StockBuy.php?GuruName=Bulldog+Investors%2C+LLC

These are the top 5 holdings of Bulldog Investors, LLC

  1. Stewart Information Services Corp ( STC ) - 1,019,318 shares, 14.55% of the total portfolio.
  2. Neuberger Berman R/E Securities Income ( NRO ) - 5,494,917 shares, 9.14% of the total portfolio. Shares reduced by 3.57%
  3. New York REIT Inc ( NYRT ) - 2,678,084 shares, 8.4% of the total portfolio. Shares added by 8.72%
  4. Swiss Helvetia Fund Inc. (The) ( SWZ ) - 1,781,230 shares, 5.63% of the total portfolio. Shares added by 4.73%
  5. Hill International Inc ( HIL ) - 3,875,519 shares, 5.22% of the total portfolio.


New Purchase: Great Elm Capital Corp (GECC)

Bulldog Investors, LLC initiated holdings in Great Elm Capital Corp. The purchase prices were between $2.61 and $11.67, with an estimated average price of $7.67. The stock is now traded at around $10.98. The impact to the portfolio due to this purchase was 1.7%. The holdings were 470,056 shares as of 2016-12-31.

New Purchase: Delaware Enhanced Global Dividend of Beneficial In (DEX)

Bulldog Investors, LLC initiated holdings in Delaware Enhanced Global Dividend of Beneficial In. The purchase prices were between $9.38 and $10.11, with an estimated average price of $9.76. The stock is now traded at around $10.80. The impact to the portfolio due to this purchase was 0.97%. The holdings were 308,956 shares as of 2016-12-31.

New Purchase: Morgan Stanley Emerging Markets Fund Inc. (MSF)

Bulldog Investors, LLC initiated holdings in Morgan Stanley Emerging Markets Fund Inc.. The purchase prices were between $12.69 and $14.76, with an estimated average price of $13.7. The stock is now traded at around $14.73. The impact to the portfolio due to this purchase was 0.23%. The holdings were 56,083 shares as of 2016-12-31.

New Purchase: Herzfeld Caribbean Basin Fund Inc (CUBA)

Bulldog Investors, LLC initiated holdings in Herzfeld Caribbean Basin Fund Inc. The purchase prices were between $6.11 and $6.98, with an estimated average price of $6.43. The stock is now traded at around $6.88. The impact to the portfolio due to this purchase was 0.14%. The holdings were 65,545 shares as of 2016-12-31.

New Purchase: First Trust Enhanced Equity Income Fund (FFA)

Bulldog Investors, LLC initiated holdings in First Trust Enhanced Equity Income Fund. The purchase prices were between $12.61 and $13.84, with an estimated average price of $13.41. The stock is now traded at around $14.16. The impact to the portfolio due to this purchase was 0.13%. The holdings were 31,633 shares as of 2016-12-31.

New Purchase: Vivopower International PLC (VVPR)

Bulldog Investors, LLC initiated holdings in Vivopower International PLC. The purchase prices were between $5.5 and $11.77, with an estimated average price of $10.11. The stock is now traded at around $4.10. The impact to the portfolio due to this purchase was 0.1%. The holdings were 59,990 shares as of 2016-12-31.

Added: Japan Smaller Capitalization Fund Inc (JOF)

Bulldog Investors, LLC added to the holdings in Japan Smaller Capitalization Fund Inc by 162.01%. The purchase prices were between $9.53 and $10.83, with an estimated average price of $10.37. The stock is now traded at around $10.74. The impact to the portfolio due to this purchase was 2.17%. The holdings were 1,164,976 shares as of 2016-12-31.

Added: Putnam High Income Securities Fund (PCF)

Bulldog Investors, LLC added to the holdings in Putnam High Income Securities Fund by 112.88%. The purchase prices were between $7.65 and $8.23, with an estimated average price of $7.93. The stock is now traded at around $8.66. The impact to the portfolio due to this purchase was 1.63%. The holdings were 1,207,014 shares as of 2016-12-31.

Added: Central Securities Corp (CET)

Bulldog Investors, LLC added to the holdings in Central Securities Corp by 194.40%. The purchase prices were between $20.61 and $21.97, with an estimated average price of $21.21. The stock is now traded at around $23.67. The impact to the portfolio due to this purchase was 1.14%. The holdings were 405,221 shares as of 2016-12-31.

Added: Clough Global Equity Fund (GLQ)

Bulldog Investors, LLC added to the holdings in Clough Global Equity Fund by 36.64%. The purchase prices were between $10.42 and $11.37, with an estimated average price of $10.85. The stock is now traded at around $12.18. The impact to the portfolio due to this purchase was 0.98%. The holdings were 1,056,831 shares as of 2016-12-31.

Added: Credit Suisse Asset Mgmt Income Fund Inc (CIK)

Bulldog Investors, LLC added to the holdings in Credit Suisse Asset Mgmt Income Fund Inc by 100.12%. The purchase prices were between $2.93 and $3.17, with an estimated average price of $3.09. The stock is now traded at around $3.30. The impact to the portfolio due to this purchase was 0.66%. The holdings were 1,339,089 shares as of 2016-12-31.

Added: New Ireland Fund Inc (The) (IRL)

Bulldog Investors, LLC added to the holdings in New Ireland Fund Inc (The) by 1246.61%. The purchase prices were between $11.57 and $12.28, with an estimated average price of $11.96. The stock is now traded at around $12.93. The impact to the portfolio due to this purchase was 0.65%. The holdings were 188,323 shares as of 2016-12-31.

Sold Out: First Trust Dividend and Income Fund of Beneficial (FAV)

Bulldog Investors, LLC sold out the holdings in First Trust Dividend and Income Fund of Beneficial. The sale prices were between $8.85 and $9.16, with an estimated average price of $8.98.

Sold Out: Nuveen Long/Short Commodity TR Fund (CTF)

Bulldog Investors, LLC sold out the holdings in Nuveen Long/Short Commodity TR Fund. The sale prices were between $12.83 and $13.98, with an estimated average price of $13.37.

Sold Out: Nuveen Diversified Commodity Fund (CFD)

Bulldog Investors, LLC sold out the holdings in Nuveen Diversified Commodity Fund. The sale prices were between $8.8 and $9.77, with an estimated average price of $9.17.

Sold Out: Atlantic Alliance Partnership Corp (AAPC)

Bulldog Investors, LLC sold out the holdings in Atlantic Alliance Partnership Corp. The sale prices were between $7.6 and $11.5, with an estimated average price of $10.26.

Sold Out: Electrum Special Acquisition Corp (ELECU)

Bulldog Investors, LLC sold out the holdings in Electrum Special Acquisition Corp. The sale prices were between $10.08 and $10.13, with an estimated average price of $10.1.

Reduced: General American Investors Inc. (GAM)

Bulldog Investors, LLC reduced to the holdings in General American Investors Inc. by 74.21%. The sale prices were between $29.54 and $32.66, with an estimated average price of $31.37. The stock is now traded at around $33.28. The impact to the portfolio due to this sale was -1.4%. Bulldog Investors, LLC still held 48,808 shares as of 2016-12-31.

Reduced: Wheeler Real Estate Investment Trust Inc (WHLR)

Bulldog Investors, LLC reduced to the holdings in Wheeler Real Estate Investment Trust Inc by 31.02%. The sale prices were between $1.52 and $1.76, with an estimated average price of $1.66. The stock is now traded at around $1.74. The impact to the portfolio due to this sale was -0.62%. Bulldog Investors, LLC still held 2,584,730 shares as of 2016-12-31.

Reduced: JetPay Corp (JTPY)

Bulldog Investors, LLC reduced to the holdings in JetPay Corp by 30.05%. The sale prices were between $2.05 and $2.94, with an estimated average price of $2.58. The stock is now traded at around $2.45. The impact to the portfolio due to this sale was -0.04%. Bulldog Investors, LLC still held 100,877 shares as of 2016-12-31.

Reduced: GSV Capital Corp (GSVC)

Bulldog Investors, LLC reduced to the holdings in GSV Capital Corp by 21.66%. The sale prices were between $4.5 and $5.15, with an estimated average price of $4.83. The stock is now traded at around $4.46. The impact to the portfolio due to this sale was -0.03%. Bulldog Investors, LLC still held 63,225 shares as of 2016-12-31.

Reduced: COPsync Inc (COYN)

Bulldog Investors, LLC reduced to the holdings in COPsync Inc by 64.02%. The sale prices were between $0.69 and $1.1, with an estimated average price of $0.86. The stock is now traded at around $0.30. The impact to the portfolio due to this sale was -0.01%. Bulldog Investors, LLC still held 10,794 shares as of 2016-12-31.



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This article first appeared on GuruFocus .

The views and opinions expressed herein are the views and opinions of the author and do not necessarily reflect those of Nasdaq, Inc.



This article appears in: Investing , Stocks
Referenced Symbols: STC , NRO , NYRT , SWZ , HIL


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