UBS Unit Must Pay $5.4 Million To Ex-Broker Who Sold Lehman Notes: Panel - Presented by: The Aol. On Network

A unit of UBS attorney general must pay $5.4 million to a former broker in a dispute stemming from the sale of Lehman structured notes to his clients, a securities arbitration panel ruled. The $5.4 million ruling includes $1 million in punitive damages, according to a ruling late on Friday by a Financial Industry Regulatory Authority arbitration panel.



Related Videos

Most Popular Videos

Latest Videos


Most Active by Volume

Company Last Sale Change Net / %
AMD $ 3.9326 0.11 ▲ 2.95%
S $ 7.305 0.46 ▼ 5.86%
MU $ 31.09 1.44 ▼ 4.43%
SYF $ 23.005 unch
BAC $ 15.3601 0.22 ▼ 1.41%
AAPL $ 96.34 1.81 ▼ 1.84%
TWTR $ 45.72 0.58 ▼ 1.25%
QQQ $ 95.535 1.45 ▼ 1.49%

As of 7/31/2014, 02:06 PM
More Most Active