UBS Unit Must Pay $5.4 Million To Ex-Broker Who Sold Lehman Notes: Panel - Presented by: The Aol. On Network

A unit of UBS attorney general must pay $5.4 million to a former broker in a dispute stemming from the sale of Lehman structured notes to his clients, a securities arbitration panel ruled. The $5.4 million ruling includes $1 million in punitive damages, according to a ruling late on Friday by a Financial Industry Regulatory Authority arbitration panel.



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