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Company Description (as filed with the SEC)
We currently are engaged in the wholesale distribution and investment banking, capital markets and transaction management services businesses through our operating subsidiaries. Prior to our initial public offering in June 2013, RCAP Holdings operated and held a 100% interest in each of our operating subsidiaries. We have entered into agreements to acquire the acquired businesses. Our discussion of our business assumes the consummation of the pending acquisitions. Accordingly, references to our independent retail advice platform, which will consist of independent broker-dealer subsidiaries, and our investment management platform, which will consist of Hatteras, include the current and past operations of the acquired businesses which will only be owned and operated by us following the completion of the pending acquisitions. There can be no assurance that any or all of the pending acquisitions will close. ... More ...