Principal U.S. Small Cap Index ETF Institutional Ownership

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Ownership Summary as reported in the most recent 13F filings

Institutional Ownership 23.09%
Total Shares Outstanding (millions) 9
Total Value of Holdings (millions) $55

Active Positions

Holders Shares
Increased Positions 3 2,043,451
Decreased Positions 0 0
Held Positions 0 0
Total Institutional Shares 3 2,043,451

New and Sold Out Positions

Holders Shares
New Positions 3 2,043,451
Sold Out Positions 0 0

3 Institutional Holders
2,043,451 Total Shares Held

Click on the column header links to resort ascending (▲) or descending (▼).
Owner Name Date Shared Held Change (Shares) Change (%) Value (in 1,000s)
EDGE ASSET MANAGEMENT, INC 09/30/2016 1,800,000 1,800,000 New 48,402
PRINCIPAL FINANCIAL GROUP INC 09/30/2016 200,001 200,001 New 5,378
KCG HOLDINGS, INC. 09/30/2016 43,450 43,450 New 1,168

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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