Neuberger Berman California Intermediate Municipal Fund Inc. Institutional Ownership

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Ownership Summary Institutional Holdings Insiders
(SEC Form 4)
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Ownership Summary


Institutional Ownership 08.01%
Total Shares Outstanding (millions) 6
Total Value of Holdings (millions) $7

Active Positions

Holders Shares
Increased Positions 6 39,373
Decreased Positions 2 27,568
Held Positions 4 376,402
Total Institutional Shares 12 443,343

New and Sold Out Positions


Holders Shares
New Positions 2 3,156
Sold Out Positions 0 0

12 Institutional Holders
443,343 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).
Owner Name Date Shared Held Change (Shares) Change (%) Value (in 1,000s)
INVESCO LTD. 09/30/2014 178,366 28,399 18.94 2,845
UBS AG 09/30/2014 137,487 (26,043) (15.93) 2,193
MORGAN STANLEY 09/30/2014 47,914 7,699 19.15 764
GUGGENHEIM CAPITAL LLC 09/30/2014 23,378 (1,525) (6.12) 373
WELLS FARGO & COMPANY/MN 09/30/2014 20,119 0 0.00 321
INVESTMENT CENTERS OF AMERICA INC 09/30/2014 14,350 0 0.00 229
LPL FINANCIAL LLC 09/30/2014 11,456 0 0.00 183
BANK OF AMERICA CORP /DE/ 09/30/2014 6,678 84 1.27 107
CREATIVE PLANNING 12/31/2014 2,156 2,156 New 34
FIRST NEW YORK SECURITIES LLC /NY 12/31/2014 1,000 1,000 New 16
GROUND SWELL CAPITAL, LLC 09/30/2014 435 35 8.75 7
TOWER RESEARCH CAPITAL LLC 09/30/2014 4 0 0.00

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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