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LPLA

LPLA Insider Activity (SEC Form 4)

$38.65
*  
0.25
  negative  
0.64%
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*Delayed - data as of May 20, 2013 
Exchange: NASDAQ
Industry: Finance
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Sales Activity

Insider Summary

Type Last 3 Mo. Last 12 Mo.
Number of Insider Trades 32 59
Number of Open Market Buys
View: All Purchases		 24 36
Number of Sells 8 23
Net Activity (197,022) (9,855,532)
Total Shares Traded: 322,832 10,312,900
Number of Shares Bought: 62,905 228,684
Number of Shares Sold: 259,927 10,084,216

Insider Trading information for LPLA is derived from Forms 3 and 4 filings filed with the U.S. Securities and Exchange Commission (SEC). Learn more about the information on this page in the help area for Insider Trades.

Trades in last 3 months: 32
Trades in last 12 months: 59
The Summary totals only include Open Market Buys, the table below Includes all purchases.

Click on the column header links to resort ascending (^) or descending (v).

Insider Relation Last Date Transaction Type OwnerType Shares Traded Last Price Shares Held
PUTNAM JAMES S Director 05/15/2013 Automatic Sell direct 30,000 38.0000 283,097
PUTNAM JAMES S Director 05/15/2013 Automatic Sell indirect 45,000 38.0000 97,197
MULCAHY ANNE M Director 05/13/2013 Acquisition (Non Open Market) direct 1,370 0.0000 1,370
PUTNAM JAMES S Director 05/09/2013 Automatic Sell direct 30,000 36.0000 313,097
PUTNAM JAMES S Director 05/09/2013 Automatic Sell indirect 40,000 36.0000 142,197
HELLIKER MARK Officer 05/03/2013 Automatic Sell direct 24,927 34.7300 3,322
HELLIKER MARK Officer 05/03/2013 Option Execute direct 24,927 19.7400 28,249
PUTNAM JAMES S Director 04/10/2013 Sell direct 25,000 34.0100 343,097
PUTNAM JAMES S Director 04/10/2013 Sell indirect 40,000 34.0100 182,197
STIEFLER JEFFREY E Director 02/27/2013 Sell indirect 25,000 31.4100 52,019
ARNOLD DAN H. Officer 02/25/2013 Acquisition (Non Open Market) direct 4,837 0.0000 243,521
BRUTON DEREK Officer 02/25/2013 Acquisition (Non Open Market) direct 3,224 0.0000 7,869
KALBAUGH JOHN ANDREW Officer 02/25/2013 Acquisition (Non Open Market) direct 3,224 0.0000 6,646
LARSEN SALLIE R. Officer 02/25/2013 Acquisition (Non Open Market) direct 3,418 0.0000 6,740
THOMAS LUX Officer 02/25/2013 Acquisition (Non Open Market) direct 1,612 0.0000 6,200