Nuveen Short Duration Credit Opportunities Fund Institutional Ownership

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Ownership Summary Institutional Holdings Insiders
(SEC Form 4)
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Ownership Summary


Institutional Ownership 28.87%
Total Shares Outstanding (millions) 10
Total Value of Holdings (millions) $50

Active Positions

Holders Shares
Increased Positions 18 914,088
Decreased Positions 13 408,707
Held Positions 5 1,591,600
Total Institutional Shares 36 2,914,395

New and Sold Out Positions


Holders Shares
New Positions 7 331,220
Sold Out Positions 5 217,694

36 Institutional Holders
2,914,395 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).
Owner Name Date Shared Held Change (Shares) Change (%) Value (in 1,000s)
GUGGENHEIM CAPITAL LLC 12/31/2014 618,457 (115,280) (15.71) 10,662
MARINER INVESTMENT GROUP LLC 12/31/2014 367,481 123,582 50.67 6,335
MORGAN STANLEY 12/31/2014 346,624 252,524 268.36 5,976
INVESCO LTD. 12/31/2014 338,605 142,361 72.54 5,838
NEWGATE CAPITAL MANAGEMENT LLC 12/31/2014 210,133 (24,335) (10.38) 3,623
JPMORGAN CHASE & CO 12/31/2014 203,800 203,800 New 3,514
ADVISORS ASSET MANAGEMENT, INC. 12/31/2014 203,523 (26,319) (11.45) 3,509
PARAMETRIC PORTFOLIO ASSOCIATES LLC 12/31/2014 103,010 106 .10 1,776
COHEN & STEERS INC 12/31/2014 83,290 0 0.00 1,436
BLUESPRUCE INVESTMENTS, LP 12/31/2014 68,527 68,527 New 1,181
LPL FINANCIAL LLC 12/31/2014 52,940 3,526 7.14 913
RIVERNORTH CAPITAL MANAGEMENT, LLC 12/31/2014 49,180 34,842 243.01 848
UBS GROUP AG 12/31/2014 40,260 (7,013) (14.84) 694
BANK OF AMERICA CORP /DE/ 12/31/2014 36,796 (4,752) (11.44) 634
AQR CAPITAL MANAGEMENT LLC 12/31/2014 31,996 18,920 144.69 552

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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