HRZN

Horizon Technology Finance Corporation Institutional Ownership

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Exchange: NASDAQ

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Ownership Summary Institutional Holdings Insiders
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Ownership Summary


Institutional Ownership 19.78%
Total Shares Outstanding (millions) 10
Total Value of Holdings (millions) $26

Active Positions

Holders Shares
Increased Positions 10 212,006
Decreased Positions 25 365,047
Held Positions 7 1,327,425
Total Institutional Shares 42 1,904,478

New and Sold Out Positions


Holders Shares
New Positions 4 9,830
Sold Out Positions 11 194,527

25 Decreased Institutional Holders
365,047 Decreased Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).
Owner Name Date Shared Held Change (Shares) Change (%) Value (in 1,000s)
UBS AG 09/30/2014 394,605 (14,641) (3.58) 5,422
CONFLUENCE INVESTMENT MANAGEMENT LLC 09/30/2014 316,105 (16,085) (4.84) 4,343
MORGAN STANLEY 09/30/2014 72,920 (10,021) (12.08) 1,002
TWO SIGMA INVESTMENTS LLC 09/30/2014 58,668 (10,976) (15.76) 806
TWO SIGMA ADVISERS, LLC 09/30/2014 48,772 (11,200) (18.68) 670
WELLS FARGO & COMPANY/MN 09/30/2014 48,733 (6,304) (11.45) 670
VAN ECK ASSOCIATES CORP 09/30/2014 21,348 (105) (0.49) 293
GOLDMAN SACHS GROUP INC 09/30/2014 11,570 (18,567) (61.61) 159
DEUTSCHE BANK AG\ 09/30/2014 2,056 (52,136) (96.21) 28
CITIGROUP INC 09/30/2014 1,500 (147) (8.93) 21
BARCLAYS PLC 09/30/2014 862 (1,741) (66.88) 12
GROUND SWELL CAPITAL, LLC 09/30/2014 800 (24) (2.91) 11
BANK OF AMERICA CORP /DE/ 09/30/2014 342 (28,322) (98.81) 5
BNP PARIBAS ARBITRAGE, SA 09/30/2014 81 (251) (75.6) 1
ALEXANDRIA CAPITAL, LLC 09/30/2014 0 (359) Sold Out

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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