Royce Focus Trust, Inc. Institutional Ownership

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Exchange: NASDAQ

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Ownership Summary Institutional Holdings Insiders
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Ownership Summary


Institutional Ownership 13.92%
Total Shares Outstanding (millions) 22
Total Value of Holdings (millions) $26

Active Positions

Holders Shares
Increased Positions 17 151,368
Decreased Positions 11 166,461
Held Positions 6 2,702,441
Total Institutional Shares 34 3,020,270

New and Sold Out Positions


Holders Shares
New Positions 2 5,917
Sold Out Positions 2 19,658

34 Institutional Holders
3,020,270 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).
Owner Name Date Shared Held Change (Shares) Change (%) Value (in 1,000s)
MORGAN STANLEY 03/31/2014 718,229 32,465 4.73 6,105
RIVERNORTH CAPITAL MANAGEMENT, LLC 03/31/2014 614,488 0 0.00 5,223
WELLS FARGO & COMPANY/MN 03/31/2014 286,542 1,837 .65 2,436
ESSEX FINANCIAL SERVICES, INC. 03/31/2014 168,967 1,136 .68 1,436
SHAKER FINANCIAL SERVICES, LLC 03/31/2014 161,478 78,821 95.36 1,373
BANK OF AMERICA CORP /DE/ 03/31/2014 139,539 2,902 2.12 1,186
SG AMERICAS SECURITIES, LLC 03/31/2014 138,876 1,735 1.27 1,180
VSR FINANCIAL SERVICES, INC. 03/31/2014 133,664 (133,664) (50) 1,136
1607 CAPITAL PARTNERS, LLC 03/31/2014 96,911 0 0.00 824
FIRST ALLIED ADVISORY SERVICES, INC. 03/31/2014 66,805 2,423 3.76 568
ROYAL BANK OF CANADA 03/31/2014 63,754 1,645 2.65 542
STIFEL NICOLAUS & CO INC \MO\ 03/31/2014 60,361 (349) (0.58) 513
THOMAS J. HERZFELD ADVISORS, INC. 03/31/2014 47,928 6,483 15.64 407
COMMONWEALTH EQUITY SERVICES, INC 06/30/2014 41,444 (937) (2.21) 352
ROTHSCHILD INVESTMENT CORP /IL 03/31/2014 39,941 496 1.26 339

Institutional Holdings information for GOOG is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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