First Trust Emerging Markets AlphaDEX Fund Institutional Ownership

(ETF)
FEM 
$20.38
*  
0.16
0.79%
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Exchange:NASDAQ

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Ownership Summary as reported in the most recent 13F filings


Institutional Ownership 50.96%
Total Shares Outstanding (millions) 7
Total Value of Holdings (millions) $75

Active Positions

Holders Shares
Increased Positions 29 865,554
Decreased Positions 16 149,436
Held Positions 5 2,679,421
Total Institutional Shares 50 3,694,411

New and Sold Out Positions


Holders Shares
New Positions 8 142,161
Sold Out Positions 3 40,440

50 Institutional Holders
3,694,411 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).
Owner Name Date Shared Held Change (Shares) Change (%) Value (in 1,000s)
MORGAN STANLEY 09/30/2016 779,738 36,540 4.92 15,766
WELLS FARGO & COMPANY/MN 09/30/2016 758,921 287,127 60.86 15,345
BANK OF AMERICA CORP /DE/ 09/30/2016 512,528 3,514 .69 10,363
HL FINANCIAL SERVICES LLC 09/30/2016 348,331 147,119 73.12 7,043
UBS GROUP AG 09/30/2016 157,980 67,573 74.74 3,194
ROYAL BANK OF CANADA 09/30/2016 154,095 19,826 14.77 3,116
BSC PRIVATE WEALTH MANAGEMENT, LLC 09/30/2016 121,154 2,838 2.40 2,450
OLD MISSION CAPITAL LLC 09/30/2016 97,424 71,535 276.31 1,970
SIGNALPOINT ASSET MANAGEMENT, LLC 09/30/2016 79,726 16,225 25.55 1,612
LPL FINANCIAL LLC 09/30/2016 77,943 28,886 58.88 1,576
LADENBURG THALMANN FINANCIAL SERVICES INC 09/30/2016 62,229 (249) (0.4) 1,258
BAIRD FINANCIAL GROUP, INC. 09/30/2016 52,497 699 1.35 1,061
HIGHTOWER ADVISORS, LLC 09/30/2016 40,518 25,195 164.43 819
JPMORGAN CHASE & CO 09/30/2016 36,775 36,775 New 744
COMMONWEALTH EQUITY SERVICES, INC 09/30/2016 34,001 (887) (2.54) 688

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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