Equus Total Return, Inc. Institutional Ownership

EQS 
$2
*  
0.02
1.01%
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*Delayed - data as of Dec. 24, 2014  -  Find a broker to begin trading EQS now
Exchange: NYSE

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Ownership Summary Institutional Holdings Insiders
(SEC Form 4)
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Ownership Summary


Institutional Ownership 11.36%
Total Shares Outstanding (millions) 13
Total Value of Holdings (millions) $3

Active Positions

Holders Shares
Increased Positions 5 681,917
Decreased Positions 4 13,055
Held Positions 8 744,924
Total Institutional Shares 17 1,439,896

New and Sold Out Positions


Holders Shares
New Positions 2 1,741
Sold Out Positions 3 9,230

17 Institutional Holders
1,439,896 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).
Owner Name Date Shared Held Change (Shares) Change (%) Value (in 1,000s)
BULLDOG INVESTORS, LLC 09/30/2014 1,157,167 633,562 121 2,314
THOMAS J. HERZFELD ADVISORS, INC. 09/30/2014 92,292 0 0.00 185
ROYAL BANK OF CANADA 09/30/2014 70,984 22,400 46.11 142
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 09/30/2014 38,354 0 0.00 77
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 09/30/2014 34,302 24,214 240.03 69
SHUFRO ROSE & CO LLC 09/30/2014 17,735 0 0.00 35
BANK OF AMERICA CORP /DE/ 09/30/2014 12,958 0 0.00 26
LEGAL & GENERAL GROUP PLC 09/30/2014 9,011 0 0.00 18
MORGAN STANLEY 09/30/2014 5,000 (3,825) (43.34) 10
DAVIDSON D A & CO 09/30/2014 1,635 1,635 New 3
PINNACLE SUMMER INVESTMENTS, INC. 09/30/2014 331 0 0.00 1
AMERIPRISE FINANCIAL INC 09/30/2014 106 106 New
WELLS FARGO & COMPANY/MN 09/30/2014 20 0 0.00
DEUTSCHE BANK AG\ 09/30/2014 1 0 0.00
CITIGROUP INC 09/30/2014 0 (9,054) Sold Out

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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