Equus Total Return, Inc. Institutional Ownership

EQS 
$1.92
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0.02
1.05%
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Exchange: NYSE

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Ownership Summary Institutional Holdings Insiders
(SEC Form 4)
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Ownership Summary


Institutional Ownership 11.21%
Total Shares Outstanding (millions) 13
Total Value of Holdings (millions) $3

Active Positions

Holders Shares
Increased Positions 4 73,621
Decreased Positions 8 92,991
Held Positions 6 1,253,914
Total Institutional Shares 18 1,420,526

New and Sold Out Positions


Holders Shares
New Positions 4 73,621
Sold Out Positions 4 15,752

18 Institutional Holders
1,420,526 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).
Owner Name Date Shared Held Change (Shares) Change (%) Value (in 1,000s)
BULLDOG INVESTORS, LLC 12/31/2014 1,099,570 (57,597) (4.98) 2,111
THOMAS J. HERZFELD ADVISORS, INC. 12/31/2014 88,121 (4,171) (4.52) 169
ROYAL BANK OF CANADA 12/31/2014 58,484 (12,500) (17.61) 112
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 03/31/2015 38,354 0 0.00 74
KAZAZIAN ASSET MANAGEMENT, LLC 12/31/2014 32,174 32,174 New 62
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12/31/2014 31,331 (2,971) (8.66) 60
BOOTHBAY FUND MANAGEMENT, LLC 12/31/2014 21,756 21,756 New 42
SHUFRO ROSE & CO LLC 12/31/2014 17,735 0 0.00 34
CITADEL ADVISORS LLC 12/31/2014 15,730 15,730 New 30
BANK OF AMERICA CORP /DE/ 12/31/2014 12,958 0 0.00 25
UBS GROUP AG 12/31/2014 3,961 3,961 New 8
PINNACLE SUMMER INVESTMENTS, INC. 12/31/2014 331 0 0.00 1
WELLS FARGO & COMPANY/MN 12/31/2014 20 0 0.00
DEUTSCHE BANK AG\ 12/31/2014 1 0 0.00
AMERIPRISE FINANCIAL INC 12/31/2014 0 (106) Sold Out

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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