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ETFs with AMTD as a Top 10 Holding*
|Weighting||ETF Name (Symbol)||100-Day Price Change (%)|
|5.24%||iShares U.S. Broker-Dealers ETF (IAI)||+2.93 (8.07%)|
|3.84%||PowerShares KBW Capital Markets Portfolio (KBWC)||+2.68 (5.51%)|
**Green highlights the top performing ETF by % change in the past 100 days.
Company Description (as filed with the SEC)
The Company was established in 1971 as a local investment banking firm and began operations as a retail discount securities brokerage firm in 1975. The parent company is a Delaware corporation. Operations We are a leading provider of securities brokerage services and related technology-based financial services to retail investors, traders and independent registered investment advisors (“RIAs”). We provide our services predominantly through the Internet, a national branch network and relationships with RIAs. We believe that our services appeal to a broad market of independent, value-conscious retail investors, traders, financial planners and institutions. We use our efficient platform to offer brokerage services to retail investors and institutions under a simple, low-cost commission structure. We have been an innovator in electronic brokerage services since entering the retail securities brokerage business in 1975. ... More ...