| Investor Alerts |
Reading these Alerts will give you the information you need to protect your money and avoid scams and other investing problems. Before you open your checkbook, educate yourself.
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| Investor Tools |
These links will help you invest wisely:
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| Check Your Investment Professional's Background |
FINRA BrokerCheck is a free online tool to help investors check the professional
background of current and former FINRA-registered securities firms and brokers.
It should be the first resource investors turn to when choosing whether to do
business with a particular broker or brokerage firm.
Check out this helpful database of professional designations--it gets beyond the alphabet soup to help you better understand what education and experience requirements are necessary to earn a designation.
Other regulatory organizations provide additional resources to help make a smart decision regarding investment professionals:
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| Investor Knowledge Quiz |
How much do you know about investing? See how you stack up against other investors who participated in an FINRA investor survey.
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| Smart Investing |
The Smart Investing series offers comprehensive information plainly, simply, and without bias to help investors reach their goals.
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