ZAZOVE ASSOCIATES LLC Information

1033 SKOKIE BLVD., SUITE 310, NORTHBROOK, Illinois, 60062, (847) 239-7100

Report Date: 12/31/2015

Position Statistics

Total Positions 40
New Positions 7
Increased Positions 14
Decreased Positions 16
Positions with Activity 30
Sold Out Positions 8
Total Mkt Value (in $ millions) 233

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.45%
Capital Goods
Conglomerates
Consumer Cyclical 23.91%
Consumer/Non-Cyclical
Energy 0%
Financial 13.48%
Healthcare 0.16%
Services 44.85%
Technology 0%
Transportation 0.28%
Utilities 0.2%

40 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
BANK AMER CORP 7.25%CNV PFD L -389 Sold Out 0
CIENA CORP COM NEW -22,910 Sold Out 0
DIREXION SHS ETF TR DAILY GOLD MINER -714 Sold Out 0
LIBERTY MEDIA CORP DELAWARE CL A -332 Sold Out 0
LIBERTY MEDIA CORP DELAWARE COM SER C -765 Sold Out 0
RAYONIER INC COM -3,176 Sold Out 0
STANLEY BLACK & DECKER INC CORP UNIT -120,349 Sold Out 0
WPX ENERGY INC PFD SER A CV -2,364 Sold Out 0
JPMORGAN CHASE & CO COM 316 316 New 5,000
CREDIT SUISSE AG NASSAU BRH VELOCITY SHS EXC 194 194 New 10,000
WELLS FARGO & CO NEW PERP PFD CNV A 14,588 112 .78 11,708
EASTMAN KODAK CO WT EXP 090318 31 (0.87) 13,144
EASTMAN KODAK CO WT EXP 090318 25 (0.87) 13,144
IRIDIUM COMMUNICATIONS INC PERP PFD CNV B 4,204 New 14,000
AMERICAN INTL GROUP INC WT EXP 011921 290 New 15,447
EL PASO ENERGY CAP TR I PFD CV TR SECS 1,117 1,117 New 25,000
NUVEEN FLOATING RATE INCOME FD COM 331 New 32,071
NUVEEN FLTNG RTE INCM OPP FD COM SHS 352 New 34,542
NORTHSTAR REALTY EUROPE CORP COM 576 .00 48,300
JPMORGAN CHASE & CO WT EXP 102818 1,067 New 49,500