ZAZOVE ASSOCIATES LLC Information

1033 SKOKIE BLVD., SUITE 310, NORTHBROOK, Illinois, 60062, (847) 239-7100

Report Date: 09/30/2014

Position Statistics

Total Positions 36
New Positions 2
Increased Positions 7
Decreased Positions 8
Positions with Activity 15
Sold Out Positions 4
Total Mkt Value (in $ millions) 198

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.51%
Capital Goods 3.79%
Conglomerates
Consumer Cyclical 7.82%
Consumer/Non-Cyclical
Energy
Financial 19.18%
Healthcare 0.41%
Services 23.06%
Technology
Transportation
Utilities 25.07%

36 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
STANLEY BLACK & DECKER INC CORP UNIT -185,135 Sold Out 0
THOMPSON CREEK METALS CO INC TG EQIT U TMED -5,055 Sold Out 0
THOMPSON CREEK METALS CO INC COM -2,046 Sold Out 0
WELLS FARGO & CO NEW PERP PFD CNV A -20,968 Sold Out 0
BANK AMER CORP 7.25%CNV PFD L 386 New 330
AMERICAN INTL GROUP INC COM NEW 55 New 1,000
LIBERTY BROADBAND CORP COM SER A 129 New 2,500
EATON VANCE SH TM DR DIVR INCM COM 60 New 4,133
LIBERTY BROADBAND CORP COM SER C 258 New 5,000
LIBERTY MEDIA CORP DELAWARE CL A 357 New 10,000
EASTMAN KODAK CO WT EXP 090318 66 -35 (34.69) 11,308
EASTMAN KODAK CO WT EXP 090318 48 -26 (34.69) 11,308
IRIDIUM COMMUNICATIONS INC PERP PFD CNV B 5,039 New 14,000
LIBERTY MEDIA CORP DELAWARE COM SER C 709 New 20,000
NUVEEN FLOATING RATE INCOME FD COM 354 New 32,071
NUVEEN FLTNG RTE INCM OPP FD COM SHS 393 New 34,542
KEYCORP NEW PFD 7.75% SR A 7,115 New 53,527
DIREXION SHS ETF TR DAILY GOLD MINER 931 New 60,000
AGCO CORP COM 7,497 7,497 New 166,823
BLACKROCK DEBT STRAT FD INC COM 699 New 186,921


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