ZAZOVE ASSOCIATES LLC Information

1033 SKOKIE BLVD., SUITE 310, NORTHBROOK, Illinois, 60062, (847) 239-7100

Report Date: 12/31/2013

Position Statistics

Total Positions 37
New Positions 9
Increased Positions 16
Decreased Positions 17
Positions with Activity 33
Sold Out Positions 13
Total Mkt Value (in $ millions) 156

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.69%
Capital Goods
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy
Financial 40.73%
Healthcare 0.71%
Services 10.12%
Technology 33.62%
Transportation
Utilities 9.6%

37 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 796 New 695
TEVA PHARMACEUTICAL INDS LTD ADR -1,587 Sold Out 0
NEW YORK CMNTY CAP TR V BONUSES UNIT -33,152 Sold Out 0
CUMULUS MEDIA INC CL A -356 Sold Out 0
EMMIS COMMUNICATIONS CORP CL A 3,358 990 41.82 1,079,897
RADIO ONE INC CL D NON VTG 4,881 264 5.73 1,208,170
AMERICAN AIRLS GROUP INC COM 492 492 New 14,584
AURICO GOLD INC COM 1,070 635 145.76 252,910
BLACKROCK DEBT STRAT FD INC COM 764 (0) 186,700
DURECT CORP COM 1,109 New 873,140
E M C CORP MASS COM 52,285 52,285 New 1,942,222
EATON VANCE LTD DUR INCOME FD COM 3,047 3,012 8,654.23 201,785
GENERAL MTRS CO COM -36 Sold Out 0
INTEL CORP COM -1,828 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY COM -626 Sold Out 0
NUVEEN FLOATING RATE INCOME FD COM 375 New 32,071
EASTMAN KODAK CO COM NEW 120 120 New 4,085
NUVEEN CR STRATEGIES INCM FD COM SHS 1,433 1,433 New 153,124
NUVEEN FLTNG RTE INCM OPP FD COM SHS 412 412 New 34,542
STANLEY BLACK & DECKER INC CORP UNIT -149,454 Sold Out 0