ZAZOVE ASSOCIATES LLC Information

1033 SKOKIE BLVD., SUITE 310, NORTHBROOK, Illinois, 60062, (847) 239-7100

Report Date: 09/30/2014

Position Statistics

Total Positions 36
New Positions 2
Increased Positions 7
Decreased Positions 8
Positions with Activity 15
Sold Out Positions 4
Total Mkt Value (in $ millions) 200

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.39%
Capital Goods 3.79%
Conglomerates
Consumer Cyclical 8.46%
Consumer/Non-Cyclical
Energy
Financial 18.87%
Healthcare 0.35%
Services 22.41%
Technology
Transportation
Utilities 25.79%

36 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
STANLEY BLACK & DECKER INC CORP UNIT -188,897 Sold Out 0
THOMPSON CREEK METALS CO INC TG EQIT U TMED -5,296 Sold Out 0
THOMPSON CREEK METALS CO INC COM -1,661 Sold Out 0
WELLS FARGO & CO NEW PERP PFD CNV A -20,386 Sold Out 0
EASTMAN KODAK CO WT EXP 090318 79 -42 (34.69) 11,308
EASTMAN KODAK CO WT EXP 090318 52 -28 (34.69) 11,308
EASTMAN KODAK CO COM NEW 4,018 -1,240 (23.58) 191,348
DURECT CORP COM 699 -9 (1.22) 862,490
AGCO CORP COM 7,584 7,584 New 166,823
AMERICAN INTL GROUP INC COM NEW 56 New 1,000
AMERICAN INTL GROUP INC WT EXP 011921 23,265 New 943,448
AURICO GOLD INC COM 779 New 252,910
BANK AMER CORP 7.25%CNV PFD L 387 New 330
BLACKROCK DEBT STRAT FD INC COM 692 New 186,921
DIREXION SHS ETF TR DAILY GOLD MINER 608 New 60,000
EATON VANCE LTD DUR INCOME FD COM 2,803 New 201,785
EATON VANCE SH TM DR DIVR INCM COM 58 New 4,133
EMMIS COMMUNICATIONS CORP CL A 1,998 New 1,079,897
EMMIS COMMUNICATIONS CORP PFD CV SER A 5,244 New 443,270
GENERAL MTRS CO WT EXP 123115 1,768 New 2,238,351


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