ZAZOVE ASSOCIATES LLC Information

1033 SKOKIE BLVD., SUITE 310, NORTHBROOK, Illinois, 60062, (847) 239-7100

Report Date: 03/31/2016

Position Statistics

Total Positions 34
New Positions 2
Increased Positions 3
Decreased Positions 20
Positions with Activity 23
Sold Out Positions 7
Total Mkt Value (in $ millions) 147

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.4%
Capital Goods
Conglomerates
Consumer Cyclical 6.67%
Consumer/Non-Cyclical
Energy
Financial 17.67%
Healthcare 0.22%
Services 73.33%
Technology
Transportation 0.16%
Utilities 0.14%

34 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
STANLEY BLACK & DECKER INC COM -35,667 Sold Out 0
NEW YORK CMNTY CAP TR V BONUSES UNIT -35,396 Sold Out 0
HOST HOTELS & RESORTS INC COM -7,335 Sold Out 0
WELLS FARGO & CO NEW PERP PFD CNV A 8,868 -5,820 (39.62) 7,069
CALLAWAY GOLF CO COM -4,398 Sold Out 0
NORTHSTAR RLTY FIN CORP COM -1,690 Sold Out 0
GENERAL MTRS CO WT EXP 071019 9,786 -1,493 (13.24) 896,940
IRIDIUM COMMUNICATIONS INC PERP PFD CNV B 3,622 -787 (17.86) 11,500
BANK AMER CORP WT EXP 011619 998 -597 (37.46) 290,833
NORTHSTAR REALTY EUROPE CORP COM -466 Sold Out 0
EASTMAN KODAK CO COM NEW 2,702 -309 (10.27) 167,023
THOMPSON CREEK METALS CO INC COM 594 -218 (26.8) 1,456,132
CREDIT SUISSE AG NASSAU BRH VELOCITY SHS EXC -187 Sold Out 0
EL PASO ENERGY CAP TR I PFD CV TR SECS 1,144 -156 (12) 22,000
STAR BULK CARRIERS CORP SHS PAR 239 -129 (35.04) 81,031
KEYCORP NEW PFD 7.75% SR A 8,204 -60 (0.73) 61,226
AMERICAN INTL GROUP INC WT EXP 011921 207 -55 (20.89) 12,220
DURECT CORP COM 326 -30 (8.32) 256,861
KINDER MORGAN INC DEL WT EXP 052517 201 -13 (6.28) 12,576,332
EMMIS COMMUNICATIONS CORP CL A 1,724 -11 (0.62) 2,462,159