ZAZOVE ASSOCIATES LLC Information

1033 SKOKIE BLVD., SUITE 310, NORTHBROOK, Illinois, 60062, (847) 239-7100

Report Date: 09/30/2014

Position Statistics

Total Positions 36
New Positions 2
Increased Positions 7
Decreased Positions 8
Positions with Activity 15
Sold Out Positions 4
Total Mkt Value (in $ millions) 186

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.42%
Capital Goods 3.96%
Conglomerates
Consumer Cyclical 7.86%
Consumer/Non-Cyclical
Energy
Financial 19.92%
Healthcare 0.4%
Services 23.94%
Technology
Transportation
Utilities 22.05%

36 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
STANLEY BLACK & DECKER INC CORP UNIT -181,944 Sold Out 0
WELLS FARGO & CO NEW PERP PFD CNV A -20,344 Sold Out 0
THOMPSON CREEK METALS CO INC TG EQIT U TMED -4,848 Sold Out 0
THOMPSON CREEK METALS CO INC COM -1,661 Sold Out 0
EASTMAN KODAK CO COM NEW 3,821 -1,179 (23.58) 191,348
EASTMAN KODAK CO WT EXP 090318 74 -39 (34.69) 11,308
EASTMAN KODAK CO WT EXP 090318 52 -28 (34.69) 11,308
DURECT CORP COM 749 -9 (1.22) 862,490
AMERICAN INTL GROUP INC COM NEW 54 New 1,000
AMERICAN INTL GROUP INC WT EXP 011921 22,643 New 943,448
AURICO GOLD INC COM 781 New 252,910
BANK AMER CORP 7.25%CNV PFD L 386 New 330
BLACKROCK DEBT STRAT FD INC COM 682 New 186,921
DIREXION SHS ETF TR DAILY GOLD MINER 625 New 60,000
EATON VANCE LTD DUR INCOME FD COM 2,762 New 201,785
EATON VANCE SH TM DR DIVR INCM COM 58 New 4,133
EMMIS COMMUNICATIONS CORP PFD CV SER A 5,563 New 443,270
EMMIS COMMUNICATIONS CORP CL A 2,063 New 1,079,897
GENERAL MTRS CO WT EXP 123115 1,410 New 2,238,351
IRIDIUM COMMUNICATIONS INC PERP PFD CNV B 4,918 New 14,000


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