ZAZOVE ASSOCIATES LLC Information

1033 SKOKIE BLVD., SUITE 310, NORTHBROOK, Illinois, 60062, (847) 239-7100

Report Date: 06/30/2014

Position Statistics

Total Positions 33
New Positions 4
Increased Positions 9
Decreased Positions 9
Positions with Activity 18
Sold Out Positions 1
Total Mkt Value (in $ millions) 360

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.2%
Capital Goods
Conglomerates
Consumer Cyclical 51.82%
Consumer/Non-Cyclical
Energy
Financial 16.19%
Healthcare 0.33%
Services 6.87%
Technology
Transportation
Utilities 11.76%

33 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
CAPITAL ONE FINL CORP WT EXP 111418 -8,972 Sold Out 0
WELLS FARGO & CO NEW PERP PFD CNV A 20,394 -2,285 (10.08) 16,995
THOMPSON CREEK METALS CO INC TG EQIT U TMED 4,877 -1,716 (26.02) 492,668
AMERICAN INTL GROUP INC WT EXP 011921 22,643 -1,064 (4.49) 943,448
KINDER MORGAN INC DEL WT EXP 052517 42,311 -936 (2.16) 12,481,254
EASTMAN KODAK CO COM NEW 4,787 -695 (12.69) 250,372
STANLEY BLACK & DECKER INC CORP UNIT 174,802 -487 (0.28) 1,357,790
BANK AMER CORP 7.25%CNV PFD L 376 -416 (52.52) 330
GENERAL MTRS CO WT EXP 123115 1,746 -54 (3.01) 2,238,351
AMERICAN INTL GROUP INC COM NEW 52 New 1,000
AURICO GOLD INC COM 953 New 252,910
BLACKROCK DEBT STRAT FD INC COM 712 New 186,921
DIREXION SHS ETF TR DAILY GOLD MINER 1,270 New 60,000
DURECT CORP COM 1,179 New 873,140
EASTMAN KODAK CO WT EXP 090318 104 New 17,313
EASTMAN KODAK CO WT EXP 090318 94 New 17,313
EATON VANCE LTD DUR INCOME FD COM 2,936 New 201,785
EMMIS COMMUNICATIONS CORP CL A 2,289 New 1,079,897
EMMIS COMMUNICATIONS CORP PFD CV SER A 6,676 New 443,270
JPMORGAN CHASE & CO WT EXP 102818 5,982 New 314,163


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