ZAZOVE ASSOCIATES LLC Information

1033 SKOKIE BLVD., SUITE 310, NORTHBROOK, Illinois, 60062, (847) 239-7100

Report Date: 12/31/2015

Position Statistics

Total Positions 40
New Positions 7
Increased Positions 14
Decreased Positions 16
Positions with Activity 30
Sold Out Positions 8
Total Mkt Value (in $ millions) 233

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.43%
Capital Goods
Conglomerates
Consumer Cyclical 23.98%
Consumer/Non-Cyclical
Energy 0%
Financial 13.44%
Healthcare 0.16%
Services 45.07%
Technology 0%
Transportation 0.26%
Utilities 0.21%

40 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK DEBT STRAT FD INC COM 658 New 186,921
STAR BULK CARRIERS CORP SHS NEW 611 13 2.22 623,660
NORTHSTAR REALTY EUROPE CORP COM 579 .00 48,300
KINDER MORGAN INC DEL WT EXP 052517 483 -34 (6.58) 13,418,930
DURECT CORP COM 381 -326 (46.12) 280,161
NUVEEN FLTNG RTE INCM OPP FD COM SHS 349 New 34,542
NUVEEN FLOATING RATE INCOME FD COM 332 New 32,071
JPMORGAN CHASE & CO COM 319 319 New 5,000
AMERICAN INTL GROUP INC WT EXP 011921 291 New 15,447
CREDIT SUISSE AG NASSAU BRH VELOCITY SHS EXC 184 184 New 10,000
EASTMAN KODAK CO WT EXP 090318 34 (0.87) 13,144
EASTMAN KODAK CO WT EXP 090318 28 (0.87) 13,144
BANK AMER CORP 7.25%CNV PFD L -389 Sold Out 0
CIENA CORP COM NEW -22,883 Sold Out 0
DIREXION SHS ETF TR DAILY GOLD MINER -677 Sold Out 0
LIBERTY MEDIA CORP DELAWARE CL A -332 Sold Out 0
LIBERTY MEDIA CORP DELAWARE COM SER C -765 Sold Out 0
RAYONIER INC COM -3,228 Sold Out 0
STANLEY BLACK & DECKER INC CORP UNIT -120,349 Sold Out 0
WPX ENERGY INC PFD SER A CV -2,349 Sold Out 0