YORKTOWN MANAGEMENT & RESEARCH CO INC Information

2303 YORKTOWN AVE, LYNCHBURG, Virginia, 24501, (800) 544-6060

Report Date: 06/30/2014

Position Statistics

Total Positions 536
New Positions 82
Increased Positions 126
Decreased Positions 100
Positions with Activity 226
Sold Out Positions 61
Total Mkt Value (in $ millions) 535

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.33%
Capital Goods 1.67%
Conglomerates 0.58%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 1.55%
Energy 5.07%
Financial 52.65%
Healthcare 1.79%
Services 19.68%
Technology 3.89%
Transportation 0.58%
Utilities 1.16%

536 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MEDLEY CAP CORP COM 8,112 2,082 34.52 623,500
AG MTG INVT TR INC COM 7,593 2,142 39.29 390,000
ZAIS FINL CORP COM 7,532 New 400,000
WHITEHORSE FIN INC COM 7,488 1,008 15.56 520,000
NEW MTN FIN CORP COM 7,012 1,433 25.68 465,000
PENNANTPARK INVT CORP COM 6,497 471 7.81 552,000
GOLUB CAP BDC INC COM 5,499 1,607 41.30 325,000
BLACKROCK KELSO CAPITAL CORP COM 5,359 1,294 31.82 580,000
GARRISON CAP INC COM 5,138 New 350,025
SHIP FINANCE INTERNATIONAL LTD SHS 4,692 New 240,000
TICC CAPITAL CORP COM 4,383 127 2.98 450,000
SEADRILL LIMITED SHS 4,372 1,271 40.96 117,000
MONROE CAP CORP COM 4,011 New 293,000
KINDER MORGAN INC DEL COM 4,001 2,475 162.16 97,000
STELLUS CAP INVT CORP COM 3,969 1,890 90.90 274,700
KCAP FINL INC COM 3,822 New 473,000
PENNANTPARK FLOATING RATE CAP COM 3,610 New 256,058
TRANSOCEAN LTD REG SHS 3,480 3,480 New 90,000
FLY LEASING LTD SPONSORED ADR 3,377 964 39.95 227,700
AMERICAN CAP SR FLOATING LTD COM 3,367 649 23.89 240,672