YORKTOWN MANAGEMENT & RESEARCH CO INC Information

2303 YORKTOWN AVE, LYNCHBURG, Virginia, 24501, (800) 544-6060

Report Date: 12/31/2013

Position Statistics

Total Positions 458
New Positions 85
Increased Positions 114
Decreased Positions 60
Positions with Activity 174
Sold Out Positions 39
Total Mkt Value (in $ millions) 496

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.27%
Capital Goods 1.75%
Conglomerates 0.6%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 1.63%
Energy 4.49%
Financial 56.45%
Healthcare 1.76%
Services 17%
Technology 6.65%
Transportation 0.32%
Utilities 0.28%

458 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CHIMERA INVT CORP COM 6,065 New 1,950,000
PENNANTPARK INVT CORP COM 5,576 New 512,000
CAPITALA FIN CORP COM 5,573 5,573 New 300,437
NEW MTN FIN CORP COM 5,317 762 16.72 370,000
NEW RESIDENTIAL INVT CORP COM 5,298 528 11.07 833,000
MCG CAPITAL CORP COM 4,968 New 1,350,000
GARRISON CAP INC COM 4,946 New 350,025
AG MTG INVT TR INC COM 4,922 527 12 280,000
KKR FINL HLDGS LLC COM 4,696 New 400,000
TWO HBRS INVT CORP COM 4,420 559 14.47 435,000
TICC CAPITAL CORP COM 4,217 New 437,000
SHIP FINANCE INTERNATIONAL LTD SHS 4,200 New 240,000
HOME LN SERVICING SOLUTIONS LT ORD SHS 4,053 New 183,000
BLACKROCK KELSO CAPITAL CORP COM 4,044 New 440,000
GOLUB CAP BDC INC COM 3,894 New 230,000
KCAP FINL INC COM 3,798 New 473,000
HORIZON TECHNOLOGY FIN CORP COM 3,781 New 288,000
WILLIAMS COS INC DEL COM 3,740 2,545 212.94 89,500
PENNANTPARK FLOATING RATE CAP COM 3,554 84 2.42 256,058
STUDENT TRANSN INC COM 2,981 New 480,000