YORKTOWN MANAGEMENT & RESEARCH CO INC Information

2303 YORKTOWN AVE, LYNCHBURG, Virginia, 24501, (800) 544-6060

Report Date: 06/30/2014

Position Statistics

Total Positions 536
New Positions 82
Increased Positions 126
Decreased Positions 99
Positions with Activity 225
Sold Out Positions 61
Total Mkt Value (in $ millions) 517

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.37%
Capital Goods 1.68%
Conglomerates 0.59%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 1.59%
Energy 4.73%
Financial 52.6%
Healthcare 1.87%
Services 19.66%
Technology 4.02%
Transportation 0.6%
Utilities 1.13%

536 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIDUS INVT CORP COM 7,460 1,438 23.89 432,483
WHITEHORSE FIN INC COM 7,322 986 15.56 520,000
ZAIS FINL CORP COM 7,208 New 400,000
AG MTG INVT TR INC COM 7,199 2,031 39.29 390,000
NEW MTN FIN CORP COM 6,789 1,387 25.68 465,000
PENNANTPARK INVT CORP COM 6,193 449 7.81 552,000
GOLUB CAP BDC INC COM 5,242 1,532 41.30 325,000
BLACKROCK KELSO CAPITAL CORP COM 5,087 1,228 31.82 580,000
GARRISON CAP INC COM 5,065 New 350,025
SHIP FINANCE INTERNATIONAL LTD SHS 4,286 New 240,000
TICC CAPITAL CORP COM 4,091 118 2.98 450,000
KCAP FINL INC COM 3,973 New 473,000
MONROE CAP CORP COM 3,961 New 293,000
STELLUS CAP INVT CORP COM 3,895 1,855 90.90 274,700
KINDER MORGAN INC DEL COM 3,638 2,250 162.16 97,000
PENNANTPARK FLOATING RATE CAP COM 3,623 New 256,058
ALTISOURCE RESIDENTIAL CORP CL B 3,472 3,298 1,900 140,000
SEADRILL LIMITED SHS 3,320 965 40.96 117,000
AMERICAN CAP SR FLOATING LTD COM 3,285 634 23.89 240,672
BLACKSTONE MTG TR INC COM CL A 3,198 973 43.75 115,000