YORKTOWN MANAGEMENT & RESEARCH CO INC Information

2303 YORKTOWN AVE, LYNCHBURG, Virginia, 24501, (800) 544-6060

Report Date: 09/30/2014

Position Statistics

Total Positions 530
New Positions 51
Increased Positions 109
Decreased Positions 117
Positions with Activity 226
Sold Out Positions 71
Total Mkt Value (in $ millions) 504

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.5%
Capital Goods 1.44%
Conglomerates 0.56%
Consumer Cyclical 0.6%
Consumer/Non-Cyclical 1.71%
Energy 2.61%
Financial 50.31%
Healthcare 1.9%
Services 20.94%
Technology 4.19%
Transportation 0.65%
Utilities 1.11%

530 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AG MTG INVT TR INC COM 7,420 186 2.56 400,000
ZAIS FINL CORP COM 7,220 344 5 420,000
NEW MTN FIN CORP COM 6,945 146 2.15 475,000
MEDLEY CAP CORP COM 6,072 505 9.06 680,000
WHITEHORSE FIN INC COM 6,003 111 1.88 529,799
GOLUB CAP BDC INC COM 5,998 179 3.08 335,000
GARRISON CAP INC COM 5,321 393 7.97 377,925
PENNANTPARK INVT CORP COM 5,055 365 7.79 595,000
BLACKSTONE MTG TR INC COM CL A 4,787 1,451 43.48 165,000
NORTHSTAR ASSET MGMT GROUP INC COM 4,390 4,390 New 200,000
MONROE CAP CORP COM 4,309 72 1.71 298,000
KINDER MORGAN INC DEL COM 4,100 New 97,000
FS INVT CORP COM 3,998 1,278 46.97 420,000
TRIANGLE CAP CORP COM 3,859 1,460 60.87 185,000
STELLUS CAP INVT CORP COM 3,789 482 14.56 314,700
ALTISOURCE RESIDENTIAL CORP CL B 3,788 1,263 50 210,000
AMERICAN CAP SR FLOATING LTD COM 3,672 726 24.65 300,000
PENNANTPARK FLOATING RATE CAP COM 3,477 New 256,058
FIFTH STR SR FLOATNG RATE CORP COM 3,455 1,460 73.19 330,000
SHIP FINANCE INTERNATIONAL LTD SHS 3,446 New 240,000