YORKTOWN MANAGEMENT & RESEARCH CO INC Information

2303 YORKTOWN AVE, LYNCHBURG, Virginia, 24501, (800) 544-6060

Report Date: 06/30/2014

Position Statistics

Total Positions 536
New Positions 82
Increased Positions 126
Decreased Positions 99
Positions with Activity 225
Sold Out Positions 61
Total Mkt Value (in $ millions) 496

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.25%
Capital Goods 1.65%
Conglomerates 0.6%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 1.66%
Energy 4.33%
Financial 52.76%
Healthcare 1.83%
Services 20.13%
Technology 3.83%
Transportation 0.61%
Utilities 1.14%

126 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARES CAP CORP COM 15,385 2,593 20.27 967,000
NEW RESIDENTIAL INVT CORP COM 15,054 4,856 47.62 2,480,000
APOLLO INVT CORP COM 12,720 2,624 25.98 1,600,000
FIFTH STREET FINANCE CORP COM 10,732 519 5.09 1,240,000
STARWOOD PPTY TR INC COM 10,689 2,314 27.63 485,000
HOME LN SERVICING SOLUTIONS LT ORD SHS 10,227 2,885 39.30 475,000
THL CR INC COM 9,351 1,665 21.67 730,000
CHIMERA INVT CORP COM 9,240 1,155 14.29 3,000,000
ELLINGTON FINANCIAL LLC COM 9,045 1,463 19.29 405,600
CAPITALA FIN CORP COM 7,995 2,441 43.96 440,000
TWO HBRS INVT CORP COM 7,795 3,327 74.44 785,000
AG MTG INVT TR INC COM 7,277 2,053 39.29 390,000
FIDUS INVT CORP COM 7,184 1,385 23.89 432,483
MEDLEY CAP CORP COM 7,139 1,832 34.52 623,500
WHITEHORSE FIN INC COM 6,859 923 15.56 520,000
NEW MTN FIN CORP COM 6,817 1,393 25.68 465,000
PENNANTPARK INVT CORP COM 5,873 426 7.81 552,000
GOLUB CAP BDC INC COM 5,392 1,576 41.30 325,000
BLACKROCK KELSO CAPITAL CORP COM 4,942 1,193 31.82 580,000
TICC CAPITAL CORP COM 3,848 111 2.98 450,000