YORKTOWN MANAGEMENT & RESEARCH CO INC Information

2303 YORKTOWN AVE, LYNCHBURG, Virginia, 24501, (800) 544-6060

Report Date: 09/30/2014

Position Statistics

Total Positions 529
New Positions 50
Increased Positions 108
Decreased Positions 117
Positions with Activity 225
Sold Out Positions 71
Total Mkt Value (in $ millions) 532

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.5%
Capital Goods 1.43%
Conglomerates 0.58%
Consumer Cyclical 0.58%
Consumer/Non-Cyclical 1.56%
Energy 3.13%
Financial 52.01%
Healthcare 1.7%
Services 19.94%
Technology 3.84%
Transportation 0.66%
Utilities 1.03%

108 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVISORSHARES TR PERITUS HG YLD 18,752 186 1.00 402,500
ARES CAP CORP COM 16,843 984 6.21 1,027,000
NEW RESIDENTIAL INVT CORP COM NEW 16,330 259 1.61 1,260,000
APOLLO INVT CORP COM 13,662 414 3.13 1,650,000
STARWOOD PPTY TR INC COM 12,960 1,427 12.37 545,000
HOME LN SERVICING SOLUTIONS LT ORD SHS 12,177 2,772 29.47 615,000
ARLINGTON ASSET INVT CORP CL A NEW 12,100 760 6.70 430,000
FIFTH STREET FINANCE CORP COM 11,466 529 4.84 1,300,000
ELLINGTON FINANCIAL LLC COM 9,533 448 4.93 425,600
CAPITALA FIN CORP COM 8,962 747 9.09 480,000
BLACKROCK KELSO CAPITAL CORP COM 8,765 3,551 68.10 975,000
TWO HBRS INVT CORP COM 8,630 418 5.10 825,000
FIDUS INVT CORP COM 8,524 1,357 18.94 514,405
ISHARES IBOXX HI YD ETF 8,192 92 1.13 89,150
AG MTG INVT TR INC COM 7,856 196 2.56 400,000
MEDLEY CAP CORP COM 7,691 639 9.06 680,000
ZAIS FINL CORP COM 7,518 358 5 420,000
NEW MTN FIN CORP COM 7,120 150 2.15 475,000
WHITEHORSE FIN INC COM 6,559 121 1.88 529,799
PENNANTPARK INVT CORP COM 6,521 471 7.79 595,000