YORKTOWN MANAGEMENT & RESEARCH CO INC Information

2303 YORKTOWN AVE, LYNCHBURG, Virginia, 24501, (800) 544-6060

Report Date: 06/30/2014

Position Statistics

Total Positions 536
New Positions 82
Increased Positions 126
Decreased Positions 100
Positions with Activity 226
Sold Out Positions 61
Total Mkt Value (in $ millions) 529

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.33%
Capital Goods 1.65%
Conglomerates 0.59%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 1.53%
Energy 5.2%
Financial 52.9%
Healthcare 1.84%
Services 19.39%
Technology 3.84%
Transportation 0.58%
Utilities 1.09%

226 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARES CAP CORP COM 16,468 2,776 20.27 967,000
NEW RESIDENTIAL INVT CORP COM 15,103 4,872 47.62 2,480,000
APOLLO INVT CORP COM 14,032 2,894 25.98 1,600,000
FIFTH STREET FINANCE CORP COM 12,226 592 5.09 1,240,000
STARWOOD PPTY TR INC COM 11,524 2,495 27.63 485,000
HOME LN SERVICING SOLUTIONS LT ORD SHS 10,393 2,932 39.30 475,000
THL CR INC COM 10,001 1,781 21.67 730,000
ELLINGTON FINANCIAL LLC COM 9,722 1,572 19.29 405,600
CHIMERA INVT CORP COM 9,570 1,196 14.29 3,000,000
NORTHSTAR RLTY FIN CORP COM NEW 9,158 -8,408 (47.87) 550,000
CAPITALA FIN CORP COM 8,342 2,547 43.96 440,000
ISHARES IBOXX HI YD ETF 8,253 -1,952 (19.13) 88,150
TWO HBRS INVT CORP COM 8,164 3,484 74.44 785,000
MEDLEY CAP CORP COM 8,137 2,088 34.52 623,500
FIDUS INVT CORP COM 8,105 1,563 23.89 432,483
WHITEHORSE FIN INC COM 7,348 989 15.56 520,000
AG MTG INVT TR INC COM 7,309 2,061 39.29 390,000
NEW MTN FIN CORP COM 6,877 1,405 25.68 465,000
PENNANTPARK INVT CORP COM 6,315 458 7.81 552,000
GOLUB CAP BDC INC COM 5,554 1,624 41.30 325,000