YORKTOWN MANAGEMENT & RESEARCH CO INC Information

2303 YORKTOWN AVE, LYNCHBURG, Virginia, 24501, (800) 544-6060

Report Date: 06/30/2014

Position Statistics

Total Positions 536
New Positions 82
Increased Positions 126
Decreased Positions 99
Positions with Activity 225
Sold Out Positions 61
Total Mkt Value (in $ millions) 538

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.32%
Capital Goods 1.65%
Conglomerates 0.58%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 1.5%
Energy 5.09%
Financial 52.66%
Healthcare 1.81%
Services 19.74%
Technology 3.9%
Transportation 0.57%
Utilities 1.14%

225 Activity Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARES CAP CORP COM 16,584 2,795 20.27 967,000
NEW RESIDENTIAL INVT CORP COM 15,550 5,016 47.62 2,480,000
APOLLO INVT CORP COM 14,032 2,894 25.98 1,600,000
FIFTH STREET FINANCE CORP COM 12,189 590 5.09 1,240,000
STARWOOD PPTY TR INC COM 11,567 2,504 27.63 485,000
HOME LN SERVICING SOLUTIONS LT ORD SHS 10,403 2,935 39.30 475,000
THL CR INC COM 10,395 1,851 21.67 730,000
NORTHSTAR RLTY FIN CORP COM NEW 10,181 -9,348 (47.87) 550,000
ELLINGTON FINANCIAL LLC COM 10,099 1,633 19.29 405,600
CHIMERA INVT CORP COM 9,930 1,241 14.29 3,000,000
TWO HBRS INVT CORP COM 8,415 3,591 74.44 785,000
CAPITALA FIN CORP COM 8,356 2,551 43.96 440,000
ISHARES IBOXX HI YD ETF 8,307 -1,965 (19.13) 88,150
FIDUS INVT CORP COM 8,066 1,555 23.89 432,483
MEDLEY CAP CORP COM 7,993 2,051 34.52 623,500
AG MTG INVT TR INC COM 7,788 2,197 39.29 390,000
WHITEHORSE FIN INC COM 7,524 1,013 15.56 520,000
NEW MTN FIN CORP COM 7,156 1,462 25.68 465,000
PENNANTPARK INVT CORP COM 6,569 476 7.81 552,000
GOLUB CAP BDC INC COM 5,749 1,681 41.30 325,000