YORKTOWN MANAGEMENT & RESEARCH CO INC Information

2303 YORKTOWN AVE, LYNCHBURG, Virginia, 24501, (800) 544-6060

Report Date: 09/30/2014

Position Statistics

Total Positions 530
New Positions 51
Increased Positions 109
Decreased Positions 117
Positions with Activity 226
Sold Out Positions 71
Total Mkt Value (in $ millions) 515

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.48%
Capital Goods 1.42%
Conglomerates 0.57%
Consumer Cyclical 0.6%
Consumer/Non-Cyclical 1.61%
Energy 2.78%
Financial 51.29%
Healthcare 1.8%
Services 20.3%
Technology 4.05%
Transportation 0.65%
Utilities 1.07%

226 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NEW RESIDENTIAL INVT CORP COM NEW 17,023 270 1.61 1,260,000
ADVISORSHARES TR PERITUS HG YLD 16,994 169 1.00 402,500
ARES CAP CORP COM 16,340 955 6.21 1,027,000
HOME LN SERVICING SOLUTIONS LT ORD SHS 12,823 2,919 29.47 615,000
STARWOOD PPTY TR INC COM 12,682 1,396 12.37 545,000
APOLLO INVT CORP COM 12,507 379 3.13 1,650,000
ARLINGTON ASSET INVT CORP CL A NEW 11,915 748 6.70 430,000
FIFTH STREET FINANCE CORP COM 10,608 490 4.84 1,300,000
ELLINGTON FINANCIAL LLC COM 8,755 411 4.93 425,600
CAPITALA FIN CORP COM 8,698 725 9.09 480,000
TWO HBRS INVT CORP COM 8,588 416 5.10 825,000
NORTHSTAR RLTY FIN CORP COM NEW 8,333 8,333 New 480,000
BLACKROCK KELSO CAPITAL CORP COM 8,297 3,361 68.10 975,000
ISHARES IBOXX HI YD ETF 8,044 90 1.13 89,150
AG MTG INVT TR INC COM 7,544 189 2.56 400,000
FIDUS INVT CORP COM 7,521 1,198 18.94 514,405
ZAIS FINL CORP COM 7,430 354 5 420,000
NEW MTN FIN CORP COM 6,992 147 2.15 475,000
MEDLEY CAP CORP COM 6,494 540 9.06 680,000
WHITEHORSE FIN INC COM 6,177 114 1.88 529,799