YORKTOWN MANAGEMENT & RESEARCH CO INC Information

2303 YORKTOWN AVE, LYNCHBURG, Virginia, 24501, (800) 544-6060

Report Date: 12/31/2013

Position Statistics

Total Positions 458
New Positions 85
Increased Positions 114
Decreased Positions 60
Positions with Activity 174
Sold Out Positions 39
Total Mkt Value (in $ millions) 496

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.27%
Capital Goods 1.75%
Conglomerates 0.6%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 1.63%
Energy 4.49%
Financial 56.45%
Healthcare 1.76%
Services 17%
Technology 6.65%
Transportation 0.32%
Utilities 0.28%

174 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORTHSTAR RLTY FIN CORP COM 15,952 1,300 8.88 1,055,000
ARES CAP CORP COM 13,602 1,448 11.92 789,000
ISHARES IBOXX HI YD ETF 11,765 -3,200 (21.38) 125,000
MINDRAY MEDICAL INTL LTD SPON ADR 9,158 9,158 New 286,100
CAPITALA FIN CORP COM 5,573 5,573 New 300,437
NEW MTN FIN CORP COM 5,317 762 16.72 370,000
NEW RESIDENTIAL INVT CORP COM 5,298 528 11.07 833,000
AG MTG INVT TR INC COM 4,922 527 12 280,000
TWO HBRS INVT CORP COM 4,420 559 14.47 435,000
WILLIAMS COS INC DEL COM 3,740 2,545 212.94 89,500
PENNANTPARK FLOATING RATE CAP COM 3,554 84 2.42 256,058
US BANCORP DEL COM NEW 2,866 2,866 New 71,200
TOTAL S A SPONSORED ADR 2,587 953 58.33 38,000
FLY LEASING LTD SPONSORED ADR 2,377 16 .68 162,700
DOW CHEM CO COM 2,241 341 17.95 46,000
LAZARD LTD SHS A 1,947 252 14.87 42,500
LOCKHEED MARTIN CORP COM 1,939 -32 (1.63) 12,100
CME GROUP INC COM 1,635 624 61.64 23,600
DU PONT E I DE NEMOURS & CO COM 1,480 67 4.74 22,100
BP PLC SPONSORED ADR 1,364 -132 (8.82) 27,900