YAKIRA CAPITAL MANAGEMENT, INC. Information

991 POST ROAD EAST, 2ND FLOOR, WESTPORT, Connecticut, 06880, (203) 341-0606

Report Date: 12/31/2014

Position Statistics

Total Positions 119
New Positions 22
Increased Positions 43
Decreased Positions 49
Positions with Activity 92
Sold Out Positions 25
Total Mkt Value (in $ millions) 113

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.07%
Capital Goods 1.95%
Conglomerates
Consumer Cyclical 5.47%
Consumer/Non-Cyclical
Energy 0.66%
Financial 51.19%
Healthcare 3.79%
Services 24.45%
Technology 3.1%
Transportation
Utilities 0%

119 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BANK OF THE OZARKS INC COM 9,237 2,383 34.78 232,661
CORNERSTONE PROGRESSIVE RTN FD COM NEW 7,243 -434 (5.66) 454,118
TRW AUTOMOTIVE HLDGS CORP COM 6,158 2,298 59.51 58,700
SAFEGUARD SCIENTIFICS INC COM NEW 5,995 143 2.45 330,285
DIRECTV COM 5,716 3,334 140 66,000
OMEGA HEALTHCARE INVS INC COM 5,542 5,542 New 146,626
LOEWS CORP COM 4,934 1,151 30.42 117,916
CORNERSTONE STRATEGIC VALUE FD COM PAR $0.001 3,645 -196 (5.11) 168,596
INDEPENDENT BANK CORP MASS COM 3,631 949 35.38 86,289
GABELLI EQUITY TR INC COM 3,609 909 33.69 555,168
TIME WARNER CABLE INC COM 3,441 New 23,000
BLUE BIRD CORP COM 2,738 2,738 New 250,000
LIBERTY GLOBAL PLC SHS CL C 2,512 2,093 499.77 51,580
SUSQUEHANNA BANCSHARES INC PA COM 2,461 2,461 New 181,781
DNP SELECT INCOME FD COM 2,414 New 227,063
MEDTRONIC PLC SHS 2,078 871 72.21 27,164
TELEPHONE & DATA SYS INC COM NEW 2,047 374 22.32 78,137
HERITAGE FINL GROUP INC COM 1,814 1,814 New 66,000
YAHOO INC COM 1,796 -13 (0.74) 40,400
DRESSER-RAND GROUP INC COM 1,787 1,787 New 21,679