YAKIRA CAPITAL MANAGEMENT, INC. Information

991 POST ROAD EAST, 2ND FLOOR, WESTPORT, Connecticut, 06880, (203) 341-0606

Report Date: 09/30/2015

Position Statistics

Total Positions 141
New Positions 33
Increased Positions 49
Decreased Positions 69
Positions with Activity 118
Sold Out Positions 35
Total Mkt Value (in $ millions) 135

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.22%
Capital Goods 0.63%
Conglomerates
Consumer Cyclical 0.17%
Consumer/Non-Cyclical
Energy 1.51%
Financial 49.97%
Healthcare 0.27%
Services 16.55%
Technology 4.79%
Transportation 0%
Utilities 3.35%

141 Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCEBERNSTEIN INCOME FUND COM 7,155 6,803 1,934.63 932,838
TIME WARNER CABLE INC COM 6,961 6,326 995.91 38,357
WSFS FINL CORP COM 6,618 385 6.17 237,375
ROYAL BK CDA MONTREAL QUE COM 5,117 604 13.39 100,006
PARTNERRE LTD COM 5,055 5,055 New 36,000
SAFEGUARD SCIENTIFICS INC COM NEW 4,947 650 15.13 395,407
DOUBLE EAGLE ACQUISITION CORP UNT 1 COM 1 WT 4,680 4,680 New 468,000
YAHOO INC COM 4,473 222 5.21 159,925
BOULEVARD ACQUISITION UNIT EX 000000 4,345 4,345 New 442,500
CORNERSTONE STRATEGIC VALUE FD COM PAR $0.001 4,222 200 4.98 306,396
GARNERO GROUP ACQUISITION CO SHS 4,063 1,138 38.89 412,500
LOEWS CORP COM 3,484 -3,375 (49.21) 96,000
TRANSAMERICA FDS TA FLX INCM I 3,146 3,146 New 351,151
CHUBB LIMITED COM 3,040 3,040 New 27,086
NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT 2,850 1,952 217.60 185,158
CLECO CORP NEW COM 2,773 1,150 70.85 52,158
BROADCOM LTD SHS 2,771 2,771 New 21,590
COMMUNITY BK SYS INC COM 2,742 828 43.23 76,363
CORNERSTONE TOTAL RTRN FD INC COM PAR $0.01 2,697 2,697 New 186,798
GABELLI EQUITY TR INC COM 2,251 -436 (16.21) 465,168