WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 09/30/2014

Position Statistics

Total Positions 28
New Positions 4
Increased Positions 10
Decreased Positions 5
Positions with Activity 15
Sold Out Positions 4
Total Mkt Value (in $ millions) 199

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 17.71%
Capital Goods 14.47%
Conglomerates
Consumer Cyclical 0.75%
Consumer/Non-Cyclical 4.95%
Energy
Financial 0.59%
Healthcare 17.53%
Services 11.46%
Technology 27.87%
Transportation
Utilities

28 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
DORIAN LPG LTD SHS USD -2,958 Sold Out 0
HANDY & HARMAN LTD COM -17,358 Sold Out 0
KID BRANDS INC COM -1 Sold Out 0
MODUSLINK GLOBAL SOLUTIONS INC COM NEW -187 Sold Out 0
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 26 26 New 3,363
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 184 -35 (15.89) 79,419
LAYNE CHRISTENSEN CO COM 415 New 50,690
NEVADA GOLD & CASINOS INC COM NEW 965 New 772,188
LEARNING TREE INTL INC COM 1,005 New 500,000
SPDR GOLD TRUST GOLD SHS 1,169 New 9,400
GLYECO INC COM 1,309 New 4,481,400
HAMPSHIRE GROUP LTD COM 1,485 New 742,425
WILHELMINA INTL INC COM NEW 1,506 1,506 New 271,365
HAWAIIAN TELCOM HOLDCO INC COM 1,544 1,544 New 59,084
SMTC CORP COM NEW 1,706 New 1,021,461
TELOS CORP MD PFD EXCH 12% 4,462 New 405,672
ARI NETWORK SVCS INC COM NEW 6,048 New 1,727,989
TRANS WORLD CORP NEV COM NEW 6,931 New 2,349,577
PRIMO WTR CORP COM 7,626 51 .67 1,820,000
MUSCLEPHARM CORP COM NEW 8,580 330 4 1,040,000