WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 06/30/2014

Position Statistics

Total Positions 30
New Positions 1
Increased Positions 8
Decreased Positions 6
Positions with Activity 14
Sold Out Positions 5
Total Mkt Value (in $ millions) 211

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 14.65%
Capital Goods 14.38%
Conglomerates
Consumer Cyclical 1.02%
Consumer/Non-Cyclical 16.01%
Energy 0%
Financial 0.52%
Healthcare 18.15%
Services 10.66%
Technology 22.5%
Transportation
Utilities

30 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 -22 Sold Out 0
FEDERAL SIGNAL CORP COM -6,024 Sold Out 0
QUESTAR ASSESSMENT INC COM -6 Sold Out 0
STORAGENETWORKS INC COM -148 Sold Out 0
WESTMORELAND COAL CO COM -17,225 Sold Out 0
KID BRANDS INC COM 1 New 668,403
MODUSLINK GLOBAL SOLUTIONS INC COM 179 New 50,000
LAYNE CHRISTENSEN CO COM 492 New 50,690
NEVADA GOLD & CASINOS INC COM NEW 947 New 772,188
SPDR GOLD TRUST GOLD SHS 1,092 New 9,400
LEARNING TREE INTL INC COM 1,170 New 500,000
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 1,393 New 94,419
SMTC CORP COM NEW 1,890 297 18.67 1,021,461
HAMPSHIRE GROUP LTD COM 2,153 New 742,425
GLYECO INC COM 2,958 743 33.52 4,481,399
DORIAN LPG LTD SHS USD 4,455 4,455 New 250,000
ARI NETWORK SVCS INC COM NEW 5,530 New 1,727,989
TELOS CORP MD PFD EXCH 12% 5,984 80 1.35 405,672
TRANS WORLD CORP NEV COM NEW 7,519 New 2,349,577
PRIMO WTR CORP COM 7,792 New 1,807,850