WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 12/31/2013

Position Statistics

Total Positions 31
New Positions 1
Increased Positions 10
Decreased Positions 8
Positions with Activity 18
Sold Out Positions 2
Total Mkt Value (in $ millions) 234

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 13.73%
Capital Goods 17.17%
Conglomerates
Consumer Cyclical 10.17%
Consumer/Non-Cyclical 6.7%
Energy 9.48%
Financial 0.5%
Healthcare 16.71%
Services 9.5%
Technology 16.02%
Transportation
Utilities

31 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
CORE MARK HOLDING CO INC COM -31,558 Sold Out 0
NATIONAL HOLDINGS CORP COM -3,666 Sold Out 0
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 17 New 3,363
KID BRANDS INC COM 127 New 668,403
STEEL PARTNERS HLDGS L P LTD PRTRSHIP U 765 New 45,000
NEVADA GOLD & CASINOS INC COM NEW 896 New 772,188
LAYNE CHRISTENSEN CO COM 906 New 50,690
SMTC CORP COM NEW 1,036 -314 (23.28) 660,385
SPDR GOLD TRUST GOLD SHS 1,173 New 9,400
LEARNING TREE INTL INC COM 1,530 1,026 203.80 500,000
GLYECO INC COM 2,273 2,273 New 2,250,000
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 2,702 -8,498 (75.87) 154,419
HAMPSHIRE GROUP LTD COM 3,155 New 742,425
ARI NETWORK SVCS INC COM NEW 5,339 New 1,727,989
TELOS CORP MD PFD EXCH 12% 6,004 402 7.17 400,272
SUMMER INFANT INC COM 6,080 New 3,025,000
API TECHNOLOGIES CORP COM NEW 6,941 New 2,979,030
MUSCLEPHARM CORP COM NEW 7,000 1,779 34.08 1,000,000
PRIMO WTR CORP COM 7,337 793 12.13 1,852,876
TRANS WORLD CORP NEV COM NEW 7,401 New 2,349,577