WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 06/30/2014

Position Statistics

Total Positions 30
New Positions 1
Increased Positions 8
Decreased Positions 6
Positions with Activity 14
Sold Out Positions 5
Total Mkt Value (in $ millions) 221

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 14.57%
Capital Goods 13.7%
Conglomerates
Consumer Cyclical 1.09%
Consumer/Non-Cyclical 16.45%
Energy 0%
Financial 0.52%
Healthcare 18.62%
Services 10.4%
Technology 22.43%
Transportation
Utilities

30 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 -23 Sold Out 0
FEDERAL SIGNAL CORP COM -6,839 Sold Out 0
QUESTAR ASSESSMENT INC COM -5 Sold Out 0
STORAGENETWORKS INC COM -148 Sold Out 0
WESTMORELAND COAL CO COM -19,615 Sold Out 0
HANDY & HARMAN LTD COM 9,678 -3,167 (24.65) 376,290
ARI NETWORK SVCS INC COM NEW 5,270 New 1,727,989
BREEZE EASTERN CORP COM 21,497 New 2,117,911
DLH HLDGS CORP COM 8,579 New 4,377,286
DORIAN LPG LTD SHS USD 4,885 4,885 New 250,000
HAMPSHIRE GROUP LTD COM 2,413 New 742,425
KID BRANDS INC COM 3 New 668,403
LANDEC CORP COM 22,527 New 1,714,400
LAYNE CHRISTENSEN CO COM 593 New 50,690
LEARNING TREE INTL INC COM 1,165 New 500,000
MAM SOFTWARE GROUP INC COM NEW 21,105 New 3,547,027
MODUSLINK GLOBAL SOLUTIONS INC COM 205 New 50,000
MUSCLEPHARM CORP COM NEW 12,800 New 1,000,000
NEVADA GOLD & CASINOS INC COM NEW 873 New 772,188
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 1,265 New 94,419