WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 12/31/2013

Position Statistics

Total Positions 31
New Positions 1
Increased Positions 10
Decreased Positions 8
Positions with Activity 18
Sold Out Positions 2
Total Mkt Value (in $ millions) 234

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 13.73%
Capital Goods 17.17%
Conglomerates
Consumer Cyclical 10.17%
Consumer/Non-Cyclical 6.7%
Energy 9.48%
Financial 0.5%
Healthcare 16.71%
Services 9.5%
Technology 16.02%
Transportation
Utilities

31 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
CORE MARK HOLDING CO INC COM -31,558 Sold Out 0
FEDERAL SIGNAL CORP COM 20,528 -18,429 (47.31) 1,333,865
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 2,702 -8,498 (75.87) 154,419
NATIONAL HOLDINGS CORP COM -3,666 Sold Out 0
HANDY & HARMAN LTD COM 11,531 -3,495 (23.26) 510,656
KINDRED HEALTHCARE INC COM 9,524 -3,013 (24.03) 390,000
SMTC CORP COM NEW 1,036 -314 (23.28) 660,385
KRATOS DEFENSE & SEC SOLUTIONS COM NEW 11,145 -111 (0.99) 1,500,000
API TECHNOLOGIES CORP COM NEW 6,941 New 2,979,030
ARI NETWORK SVCS INC COM NEW 5,339 New 1,727,989
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 17 New 3,363
BREEZE EASTERN CORP COM 20,819 New 2,117,911
HAMPSHIRE GROUP LTD COM 3,155 New 742,425
KID BRANDS INC COM 127 New 668,403
LANDEC CORP COM 19,852 New 1,637,986
LAYNE CHRISTENSEN CO COM 906 New 50,690
NEVADA GOLD & CASINOS INC COM NEW 896 New 772,188
SPDR GOLD TRUST GOLD SHS 1,173 New 9,400
STEEL PARTNERS HLDGS L P LTD PRTRSHIP U 765 New 45,000
SUMMER INFANT INC COM 6,080 New 3,025,000