WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 03/31/2016

Position Statistics

Total Positions 36
New Positions 3
Increased Positions 16
Decreased Positions 5
Positions with Activity 21
Sold Out Positions 3
Total Mkt Value (in $ millions) 253

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 14.24%
Capital Goods 10.14%
Conglomerates
Consumer Cyclical 1.8%
Consumer/Non-Cyclical 19.26%
Energy 0.6%
Financial 2.34%
Healthcare 9.29%
Services 21.64%
Technology 15.43%
Transportation 0.04%
Utilities

36 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MUSCLEPHARM CORP COM NEW 2,728 136 5.23 1,006,625
SMTC CORP COM NEW 2,137 New 1,433,982
QUEST RESOURCE HLDG CORP COM 1,884 1,111 143.86 4,893,100
WILHELMINA INTL INC COM NEW 1,870 New 305,998
WESTMORELAND COAL CO COM 1,524 -4,306 (73.85) 179,346
NEVADA GOLD & CASINOS INC COM NEW 1,459 New 772,188
IMAGEWARE SYS INC COM 1,312 New 1,093,000
HEICO CORP NEW COM 1,269 1,269 New 20,000
ISHARES GOLD TRUST ISHARES 1,190 New 93,000
LEARNING TREE INTL INC COM 837 New 715,000
RAND LOGISTICS INC COM 112 112 New 100,000
RENEWABLE ENERGY GROUP INC COM NEW 81 -1,509 (94.93) 10,141
HAMPSHIRE GROUP LTD COM 30 New 1,186,463
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 -15 Sold Out 0
PRIMO WTR CORP COM -10,650 Sold Out 0
SEQUENTIAL BRNDS GROUP INC NEW COM -1,371 Sold Out 0