WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 09/30/2014

Position Statistics

Total Positions 28
New Positions 4
Increased Positions 10
Decreased Positions 5
Positions with Activity 15
Sold Out Positions 4
Total Mkt Value (in $ millions) 195

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 17.2%
Capital Goods 15.11%
Conglomerates
Consumer Cyclical 0.67%
Consumer/Non-Cyclical 4.77%
Energy
Financial 0.59%
Healthcare 17.19%
Services 11.52%
Technology 28.25%
Transportation
Utilities

28 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NEVADA GOLD & CASINOS INC COM NEW 950 New 772,188
LAYNE CHRISTENSEN CO COM 410 New 50,690
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 177 -33 (15.89) 79,419
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 26 26 New 3,363
DORIAN LPG LTD SHS USD -2,818 Sold Out 0
HANDY & HARMAN LTD COM -16,982 Sold Out 0
KID BRANDS INC COM -1 Sold Out 0
MODUSLINK GLOBAL SOLUTIONS INC COM NEW -181 Sold Out 0