WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 09/30/2014

Position Statistics

Total Positions 28
New Positions 4
Increased Positions 10
Decreased Positions 5
Positions with Activity 15
Sold Out Positions 4
Total Mkt Value (in $ millions) 198

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 17.84%
Capital Goods 14.51%
Conglomerates
Consumer Cyclical 0.75%
Consumer/Non-Cyclical 4.91%
Energy
Financial 0.58%
Healthcare 17.73%
Services 11.42%
Technology 27.58%
Transportation
Utilities

4 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DORIAN LPG LTD SHS USD -2,950 Sold Out 0
HANDY & HARMAN LTD COM -17,343 Sold Out 0
KID BRANDS INC COM -1 Sold Out 0
MODUSLINK GLOBAL SOLUTIONS INC COM NEW -191 Sold Out 0