WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 09/30/2014

Position Statistics

Total Positions 29
New Positions 4
Increased Positions 10
Decreased Positions 6
Positions with Activity 16
Sold Out Positions 4
Total Mkt Value (in $ millions) 230

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 16.22%
Capital Goods 12.97%
Conglomerates
Consumer Cyclical 0.66%
Consumer/Non-Cyclical 14.29%
Energy
Financial 0.47%
Healthcare 15.62%
Services 10.6%
Technology 24.37%
Transportation
Utilities

4 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DORIAN LPG LTD SHS USD -3,395 Sold Out 0
HANDY & HARMAN LTD COM -17,501 Sold Out 0
KID BRANDS INC COM -1 Sold Out 0
MODUSLINK GLOBAL SOLUTIONS INC COM -186 Sold Out 0


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