WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 12/31/2014

Position Statistics

Total Positions 26
New Positions 2
Increased Positions 10
Decreased Positions 2
Positions with Activity 12
Sold Out Positions 1
Total Mkt Value (in $ millions) 211

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 17.87%
Capital Goods 15.02%
Conglomerates
Consumer Cyclical 0.15%
Consumer/Non-Cyclical 11.04%
Energy
Financial 0.51%
Healthcare 13.53%
Services 10.4%
Technology 24.48%
Transportation
Utilities

2 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
NUVERRA ENVIRONMENTAL SOLUTION COM NEW -264 Sold Out 0
ARI NETWORK SVCS INC COM NEW 4,266 -1,609 (27.39) 1,254,635