WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 09/30/2014

Position Statistics

Total Positions 28
New Positions 4
Increased Positions 10
Decreased Positions 5
Positions with Activity 15
Sold Out Positions 4
Total Mkt Value (in $ millions) 196

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 17.51%
Capital Goods 14.53%
Conglomerates
Consumer Cyclical 0.76%
Consumer/Non-Cyclical 5.07%
Energy
Financial 0.59%
Healthcare 17.46%
Services 11.56%
Technology 27.8%
Transportation
Utilities

5 DECREASED Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
DORIAN LPG LTD SHS USD -2,680 Sold Out 0
HANDY & HARMAN LTD COM -17,595 Sold Out 0
KID BRANDS INC COM -1 Sold Out 0
MODUSLINK GLOBAL SOLUTIONS INC COM NEW -186 Sold Out 0
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 170 -32 (15.89) 79,419


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