WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 09/30/2014

Position Statistics

Total Positions 29
New Positions 4
Increased Positions 10
Decreased Positions 6
Positions with Activity 16
Sold Out Positions 4
Total Mkt Value (in $ millions) 226

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 16.79%
Capital Goods 13.21%
Conglomerates
Consumer Cyclical 0.68%
Consumer/Non-Cyclical 14.11%
Energy
Financial 0.47%
Healthcare 15.99%
Services 10.33%
Technology 23.94%
Transportation
Utilities

6 DECREASED Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CHIQUITA BRANDS INTL INC COM 23,332 -282 (1.19) 1,611,339
HANDY & HARMAN LTD COM -14,243 Sold Out 0
KID BRANDS INC COM -1 Sold Out 0
MODUSLINK GLOBAL SOLUTIONS INC COM -161 Sold Out 0
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 593 -112 (15.89) 79,419
DORIAN LPG LTD SHS USD -2,878 Sold Out 0


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