WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 12/31/2013

Position Statistics

Total Positions 31
New Positions 1
Increased Positions 10
Decreased Positions 8
Positions with Activity 18
Sold Out Positions 2
Total Mkt Value (in $ millions) 232

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 13.78%
Capital Goods 17.26%
Conglomerates
Consumer Cyclical 10.14%
Consumer/Non-Cyclical 6.62%
Energy 9.73%
Financial 0.51%
Healthcare 16.58%
Services 9.48%
Technology 15.9%
Transportation
Utilities

8 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FEDERAL SIGNAL CORP COM 20,208 -18,141 (47.31) 1,333,865
HANDY & HARMAN LTD COM 11,434 -3,465 (23.26) 510,656
KRATOS DEFENSE & SEC SOLUTIONS COM NEW 10,965 -110 (0.99) 1,500,000
KINDRED HEALTHCARE INC COM 9,458 -2,992 (24.03) 390,000
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 2,752 -8,653 (75.87) 154,419
SMTC CORP COM NEW 1,037 -315 (23.28) 660,385
CORE MARK HOLDING CO INC COM -31,571 Sold Out 0
NATIONAL HOLDINGS CORP COM -3,631 Sold Out 0