WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 09/30/2014

Position Statistics

Total Positions 28
New Positions 4
Increased Positions 10
Decreased Positions 5
Positions with Activity 15
Sold Out Positions 4
Total Mkt Value (in $ millions) 195

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 17.2%
Capital Goods 15.11%
Conglomerates
Consumer Cyclical 0.67%
Consumer/Non-Cyclical 4.77%
Energy
Financial 0.59%
Healthcare 17.19%
Services 11.52%
Technology 28.25%
Transportation
Utilities

15 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LANDEC CORP COM 33,585 11,692 53.41 2,630,000
NATURES SUNSHINE PRODUCTS INC COM 25,074 1,707 7.30 1,812,990
BLACKBERRY LTD COM 21,011 5,786 38 2,070,000
JASON INDS INC COM 9,163 9,163 New 1,139,671
MUSCLEPHARM CORP COM NEW 8,466 326 4 1,040,000
PRIMO WTR CORP COM 7,699 51 .67 1,820,000
HAWAIIAN TELCOM HOLDCO INC COM 1,538 1,538 New 59,084
WILHELMINA INTL INC COM NEW 1,530 1,530 New 271,365
GLYECO INC COM 1,456 New 4,481,400
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 177 -33 (15.89) 79,419
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 26 26 New 3,363
DORIAN LPG LTD SHS USD -2,818 Sold Out 0
HANDY & HARMAN LTD COM -16,982 Sold Out 0
KID BRANDS INC COM -1 Sold Out 0
MODUSLINK GLOBAL SOLUTIONS INC COM NEW -181 Sold Out 0