WYNNEFIELD CAPITAL INC Information

450 SEVENTH AVE, NEW YORK, New York, 10123, (212) 960-0814

Report Date: 09/30/2014

Position Statistics

Total Positions 29
New Positions 4
Increased Positions 10
Decreased Positions 6
Positions with Activity 16
Sold Out Positions 4
Total Mkt Value (in $ millions) 229

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 16.02%
Capital Goods 13.06%
Conglomerates
Consumer Cyclical 0.67%
Consumer/Non-Cyclical 14.24%
Energy
Financial 0.46%
Healthcare 15.73%
Services 10.37%
Technology 24.55%
Transportation
Utilities

16 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LANDEC CORP COM 36,715 12,782 53.41 2,630,000
NATURES SUNSHINE PRODUCTS INC COM 26,923 1,833 7.30 1,812,990
CHIQUITA BRANDS INTL INC COM 23,252 -281 (1.19) 1,611,339
BLACKBERRY LTD COM 22,087 6,082 38 2,070,000
JASON INDS INC COM 11,214 11,214 New 1,139,671
MUSCLEPHARM CORP COM NEW 9,100 350 4 1,040,000
PRIMO WTR CORP COM 8,063 54 .67 1,820,000
HAWAIIAN TELCOM HOLDCO INC COM 1,615 1,615 New 59,084
GLYECO INC COM 1,456 New 4,481,400
WILHELMINA INTL INC COM NEW 1,425 1,425 New 271,365
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 394 -74 (15.89) 79,419
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 26 26 New 3,363
DORIAN LPG LTD SHS USD -3,300 Sold Out 0
HANDY & HARMAN LTD COM -16,986 Sold Out 0
KID BRANDS INC COM -1 Sold Out 0
MODUSLINK GLOBAL SOLUTIONS INC COM -185 Sold Out 0