WMS PARTNERS, LLC Information

TOWSON CITY CENTER, TOWSON, Maryland, 21204, (410) 337-7575

Report Date: 09/30/2014

Position Statistics

Total Positions 246
New Positions 7
Increased Positions 66
Decreased Positions 63
Positions with Activity 129
Sold Out Positions 12
Total Mkt Value (in $ millions) 658

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.71%
Capital Goods 5.63%
Conglomerates 2.1%
Consumer Cyclical 2.49%
Consumer/Non-Cyclical 7.79%
Energy 3.47%
Financial 25.69%
Healthcare 9.61%
Services 8.29%
Technology 22.24%
Transportation 6.97%
Utilities 3.84%

7 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALPHA NATURAL RESOURCES INC COM 19 19 New 12,000
CORE LABORATORIES N V COM 235 235 New 1,900
CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 361 361 New 13,855
WHIRLPOOL CORP COM 463 463 New 2,421
CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 532 532 New 20,400
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 703 703 New 26,990
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 705 705 New 26,862