WMS PARTNERS, LLC Information

TOWSON CITY CENTER, TOWSON, Maryland, 21204, (410) 337-7575

Report Date: 09/30/2014

Position Statistics

Total Positions 246
New Positions 7
Increased Positions 66
Decreased Positions 63
Positions with Activity 129
Sold Out Positions 12
Total Mkt Value (in $ millions) 650

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.76%
Capital Goods 5.5%
Conglomerates 2.03%
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 7.8%
Energy 3.33%
Financial 25.82%
Healthcare 9.73%
Services 8.76%
Technology 22.23%
Transportation 6.54%
Utilities 3.91%

7 New Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ALPHA NATURAL RESOURCES INC COM 12 12 New 12,000
CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 363 363 New 13,855
CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 532 532 New 20,400
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 705 705 New 26,862
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 701 701 New 26,990
CORE LABORATORIES N V COM 201 201 New 1,900
WHIRLPOOL CORP COM 486 486 New 2,421