WINDHAVEN INVESTMENT MANAGEMENT, INC. Information

60 STATE STREET, BOSTON, Massachusetts, 02109, (617) 241-8600

Report Date: 03/31/2013

Position Statistics:

Total Positions 42
New Positions 6
Increased Positions 32
Decreased Positions 10
Positions with Activity 42
Sold Out Positions 4
Total Mkt Value
(in $ millions)
15,332

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 100%
Healthcare
Services
Technology
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

4 Sold Out Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES INC MSCI JAPAN -2,599 Sold Out 0
MARKET VECTORS ETF TR GOLD MINER ETF -67,345 Sold Out 0
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT -386,875 Sold Out 0
WISDOMTREE TRUST INDIA ERNGS FD -2,849 Sold Out 0

Latest News Headlines

Smithfield CEO Could Get $46 Million    8:45PM ET  - Dow Jones Business News

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Aerojet Rocketdyne SM-3 Block IIA TDACS Completes Full System Hot Fire Testing    8:36PM ET  - GlobeNewswire

Adobe Profit Down 66% as Expenses Rise    8:15PM ET  - Dow Jones Business News

SunGard Mulls $2 Billion Data Unit Sale    8:15PM ET  - Dow Jones Business News

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