WILLIAMS JONES & ASSOCIATES LLC Information

717 FIFTH AVE, NEW YORK, New York, 10022, (212) 935-8757

Report Date: 03/31/2014

Position Statistics

Total Positions 390
New Positions 35
Increased Positions 357
Decreased Positions 33
Positions with Activity 390
Sold Out Positions 23
Total Mkt Value (in $ millions) 5,298

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 11.73%
Capital Goods 2.33%
Conglomerates 0.03%
Consumer Cyclical 3.55%
Consumer/Non-Cyclical 3.88%
Energy 13.32%
Financial 12.98%
Healthcare 6.76%
Services 15.39%
Technology 13.66%
Transportation 6.9%
Utilities 6.47%

23 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPINE GLOBAL PREMIER PPTYS FD COM SBI -99 Sold Out 0
ANNALY CAP MGMT INC COM -153 Sold Out 0
BANK N S HALIFAX COM -189 Sold Out 0
CDN IMPERIAL BK COMM TORONTO O COM -113 Sold Out 0
COOPER TIRE & RUBR CO COM -315 Sold Out 0
DUNKIN BRANDS GROUP INC COM -113 Sold Out 0
ENBRIDGE INC COM -2,495 Sold Out 0
GTT COMMUNICATIONS INC COM -2,384 Sold Out 0
HARRIS ASSOC INVT TR OAKMRK EQINC I -308 Sold Out 0
HOLLYFRONTIER CORP COM -2,792 Sold Out 0
LEMAITRE VASCULAR INC COM -136 Sold Out 0
MALLINCKRODT PUB LTD CO SHS -28 Sold Out 0
MARATHON PETE CORP COM -148 Sold Out 0
MOSAIC CO NEW COM -80 Sold Out 0
MRC GLOBAL INC COM -201 Sold Out 0
NETAPP INC COM -329 Sold Out 0
RECKITT BENCKISER PLC SPONSORED ADR -189 Sold Out 0
ROYAL BK CDA MONTREAL QUE COM -262 Sold Out 0
SEADRILL LIMITED SHS -810 Sold Out 0
SIRIUS XM HLDGS INC COM -1,888 Sold Out 0