WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 06/30/2014

Position Statistics

Total Positions 432
New Positions 83
Increased Positions 231
Decreased Positions 170
Positions with Activity 401
Sold Out Positions 105
Total Mkt Value (in $ millions) 1,513

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.38%
Capital Goods 1.99%
Conglomerates 0.47%
Consumer Cyclical 6.89%
Consumer/Non-Cyclical 1.98%
Energy 6.16%
Financial 28.7%
Healthcare 12.51%
Services 15.39%
Technology 11.54%
Transportation 4.33%
Utilities 0.11%

432 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ABIOMED INC COM -279 Sold Out 0
AEROFLEX HLDG CORP COM -2,548 Sold Out 0
AMERICAN CAP MTG INVT CORP COM -5,502 Sold Out 0
AMERICAN CAPITAL AGENCY CORP COM -33,722 Sold Out 0
ANGIODYNAMICS INC COM -1,850 Sold Out 0
ANWORTH MORTGAGE ASSET CP COM -13,003 Sold Out 0
APOLLO INVT CORP COM -254 Sold Out 0
APOLLO RESIDENTIAL MTG INC COM -9,599 Sold Out 0
ASBURY AUTOMOTIVE GROUP INC COM -1,339 Sold Out 0
AVERY DENNISON CORP COM -1,848 Sold Out 0
AXCELIS TECHNOLOGIES INC COM -557 Sold Out 0
BON-TON STORES INC COM -306 Sold Out 0
BOSTON SCIENTIFIC CORP COM -287 Sold Out 0
CANADIAN SOLAR INC COM -1,728 Sold Out 0
CASCADE MICROTECH INC COM -253 Sold Out 0
CENTENE CORP DEL COM -2,573 Sold Out 0
CENVEO INC COM -207 Sold Out 0
CHEESECAKE FACTORY INC COM -1,400 Sold Out 0
CHIPOTLE MEXICAN GRILL INC COM -1,641 Sold Out 0
CITY NATL CORP COM -284 Sold Out 0