WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 06/30/2014

Position Statistics

Total Positions 431
New Positions 83
Increased Positions 231
Decreased Positions 169
Positions with Activity 400
Sold Out Positions 104
Total Mkt Value (in $ millions) 1,433

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.12%
Capital Goods 1.9%
Conglomerates 0.47%
Consumer Cyclical 6.9%
Consumer/Non-Cyclical 2.18%
Energy 5.12%
Financial 28.87%
Healthcare 13.82%
Services 15.47%
Technology 11.84%
Transportation 4%
Utilities 0.11%

431 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ABIOMED INC COM -269 Sold Out 0
AMERICAN CAP MTG INVT CORP COM -5,381 Sold Out 0
AMERICAN CAPITAL AGENCY CORP COM -33,177 Sold Out 0
ANGIODYNAMICS INC COM -2,262 Sold Out 0
ANWORTH MORTGAGE ASSET CP COM -13,078 Sold Out 0
APOLLO INVT CORP COM -235 Sold Out 0
APOLLO RESIDENTIAL MTG INC COM -9,558 Sold Out 0
ASBURY AUTOMOTIVE GROUP INC COM -1,332 Sold Out 0
AVERY DENNISON CORP COM -1,770 Sold Out 0
AXCELIS TECHNOLOGIES INC COM -615 Sold Out 0
BON-TON STORES INC COM -243 Sold Out 0
BOSTON SCIENTIFIC CORP COM -305 Sold Out 0
CANADIAN SOLAR INC COM -1,472 Sold Out 0
CASCADE MICROTECH INC COM -244 Sold Out 0
CENTENE CORP DEL COM -3,023 Sold Out 0
CENVEO INC COM -161 Sold Out 0
CHEESECAKE FACTORY INC COM -1,421 Sold Out 0
CHIPOTLE MEXICAN GRILL INC COM -1,550 Sold Out 0
CITY NATL CORP COM -284 Sold Out 0
COACH INC COM -1,896 Sold Out 0