WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 06/30/2014

Position Statistics

Total Positions 431
New Positions 83
Increased Positions 231
Decreased Positions 169
Positions with Activity 400
Sold Out Positions 104
Total Mkt Value (in $ millions) 1,466

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.31%
Capital Goods 1.98%
Conglomerates 0.46%
Consumer Cyclical 6.91%
Consumer/Non-Cyclical 2.07%
Energy 5.71%
Financial 28.83%
Healthcare 12.84%
Services 15.25%
Technology 11.83%
Transportation 4.3%
Utilities 0.11%

431 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ABIOMED INC COM -274 Sold Out 0
AMERICAN CAP MTG INVT CORP COM -5,400 Sold Out 0
AMERICAN CAPITAL AGENCY CORP COM -32,230 Sold Out 0
ANGIODYNAMICS INC COM -1,768 Sold Out 0
ANWORTH MORTGAGE ASSET CP COM -12,752 Sold Out 0
APOLLO INVT CORP COM -248 Sold Out 0
APOLLO RESIDENTIAL MTG INC COM -9,438 Sold Out 0
ASBURY AUTOMOTIVE GROUP INC COM -1,255 Sold Out 0
AVERY DENNISON CORP COM -1,839 Sold Out 0
AXCELIS TECHNOLOGIES INC COM -615 Sold Out 0
BON-TON STORES INC COM -255 Sold Out 0
BOSTON SCIENTIFIC CORP COM -287 Sold Out 0
CANADIAN SOLAR INC COM -1,909 Sold Out 0
CASCADE MICROTECH INC COM -249 Sold Out 0
CENTENE CORP DEL COM -2,789 Sold Out 0
CENVEO INC COM -193 Sold Out 0
CHEESECAKE FACTORY INC COM -1,422 Sold Out 0
CHIPOTLE MEXICAN GRILL INC COM -1,594 Sold Out 0
CITY NATL CORP COM -291 Sold Out 0
COACH INC COM -2,066 Sold Out 0