WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 06/30/2014

Position Statistics

Total Positions 431
New Positions 83
Increased Positions 231
Decreased Positions 169
Positions with Activity 400
Sold Out Positions 104
Total Mkt Value (in $ millions) 1,475

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.38%
Capital Goods 1.96%
Conglomerates 0.46%
Consumer Cyclical 6.95%
Consumer/Non-Cyclical 2.07%
Energy 5.82%
Financial 28.9%
Healthcare 12.71%
Services 15.31%
Technology 11.77%
Transportation 4.19%
Utilities 0.11%

431 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 3,481 -1,541 (30.68) 24,034
ABERCROMBIE & FITCH CO CL A 1,731 1,731 New 41,456
ABIOMED INC COM -268 Sold Out 0
ACXIOM CORP COM 862 317 58.25 47,236
ADDUS HOMECARE CORP COM 2,440 968 65.73 119,864
AEGEAN MARINE PETROLEUM NETWRK SHS 5,184 1,982 61.90 508,236
AERCAP HOLDINGS NV SHS 2,234 673 43.12 50,094
AES CORP COM 747 New 51,267
AK STL HLDG CORP COM 2,132 New 221,145
ALEXION PHARMACEUTICALS INC COM 15,393 15,393 New 94,200
ALLEGHENY TECHNOLOGIES INC COM 2,321 -1,098 (32.12) 54,958
ALLEGIANT TRAVEL CO COM 1,742 -1,075 (38.17) 14,070
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 293 293 New 11,728
ALLIANCEBERNSTEIN INCOME FUND COM 5,081 -15,702 (75.55) 682,000
ALLY FINL INC COM 34,551 34,551 New 1,442,044
AMBAC FINL GROUP INC COM NEW 17,559 2,288 14.99 777,296
AMERICAN AIRLS GROUP INC COM 896 -19,181 (95.54) 23,603
AMERICAN CAP LTD COM 68,459 31,987 87.71 4,536,699
AMERICAN CAP MTG INVT CORP COM -5,373 Sold Out 0
AMERICAN CAPITAL AGENCY CORP COM -32,445 Sold Out 0