WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 09/30/2014

Position Statistics

Total Positions 432
New Positions 103
Increased Positions 237
Decreased Positions 168
Positions with Activity 405
Sold Out Positions 94
Total Mkt Value (in $ millions) 1,780

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.52%
Capital Goods 1.19%
Conglomerates 0.23%
Consumer Cyclical 5.16%
Consumer/Non-Cyclical 2.69%
Energy 13.15%
Financial 23.29%
Healthcare 15.52%
Services 18.26%
Technology 7.61%
Transportation 3.1%
Utilities 0.08%

432 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM -3,942 Sold Out 0
ABAXIS INC COM 341 341 New 5,700
ABERCROMBIE & FITCH CO CL A -1,114 Sold Out 0
ACXIOM CORP COM 927 13 1.45 47,921
ADDUS HOMECARE CORP COM 3,327 590 21.57 145,714
ADEPTUS HEALTH INC CL A 2,609 2,609 New 82,814
ADVISORY BRD CO COM 275 275 New 5,900
AEGEAN MARINE PETROLEUM NETWRK SHS 8,105 985 13.83 578,539
AERCAP HOLDINGS NV SHS 1,391 -633 (31.29) 34,420
AES CORP COM 650 New 51,267
AIRCASTLE LTD COM 1,337 1,337 New 64,090
AK STL HLDG CORP COM -887 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR 1,726 1,726 New 498,942
ALEXION PHARMACEUTICALS INC COM 15,550 -1,719 (9.95) 84,825
ALLEGHENY TECHNOLOGIES INC COM -1,501 Sold Out 0
ALLEGIANT TRAVEL CO COM 3,476 1,024 41.75 19,944
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 865 589 213.75 36,797
ALLIANCEBERNSTEIN INCOME FUND COM 5,122 New 682,000
ALLY FINL INC COM 34,672 5,168 17.52 1,694,615
ALMOST FAMILY INC COM 1,023 1,023 New 32,306