WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 03/31/2015

Position Statistics

Total Positions 411
New Positions 109
Increased Positions 202
Decreased Positions 196
Positions with Activity 398
Sold Out Positions 114
Total Mkt Value (in $ millions) 1,349

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.17%
Capital Goods 2.74%
Conglomerates 0.28%
Consumer Cyclical 3.63%
Consumer/Non-Cyclical 2.44%
Energy 16.3%
Financial 24.92%
Healthcare 8.15%
Services 17.32%
Technology 7.41%
Transportation 3.18%
Utilities 0.07%

411 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AIRCASTLE LTD COM -939 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -1,617 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -7,120 Sold Out 0
AMERISOURCEBERGEN CORP COM -8,673 Sold Out 0
ANI PHARMACEUTICALS INC COM -970 Sold Out 0
APOLLO INVT CORP COM -1,059 Sold Out 0
ASHFORD HOSPITALITY PRIME INC COM -23 Sold Out 0
ASHFORD HOSPITALITY TR INC COM SHS -336 Sold Out 0
ASPEN TECHNOLOGY INC COM -2,176 Sold Out 0
AVAGO TECHNOLOGIES LTD SHS -944 Sold Out 0
BED BATH & BEYOND INC COM -920 Sold Out 0
BIOGEN INC COM -7,440 Sold Out 0
BJS RESTAURANTS INC COM -5,918 Sold Out 0
BRISTOW GROUP INC COM -1,042 Sold Out 0
BUILDERS FIRSTSOURCE INC COM -2,673 Sold Out 0
CELGENE CORP COM -11,348 Sold Out 0
CENTURY CASINOS INC COM -1,030 Sold Out 0
CHECKPOINT SYS INC COM -528 Sold Out 0
CISCO SYS INC COM -6,867 Sold Out 0
CLEARONE INC COM -940 Sold Out 0