WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 12/31/2013

Position Statistics

Total Positions 406
New Positions 103
Increased Positions 203
Decreased Positions 188
Positions with Activity 391
Sold Out Positions 87
Total Mkt Value (in $ millions) 1,021

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.65%
Capital Goods 4.01%
Conglomerates 0.35%
Consumer Cyclical 17.96%
Consumer/Non-Cyclical 1.59%
Energy 4.88%
Financial 22.58%
Healthcare 7.2%
Services 17.99%
Technology 12.78%
Transportation 2.47%
Utilities 0.07%

406 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ABBOTT LABS COM -1,152 Sold Out 0
ABBVIE INC COM -1,266 Sold Out 0
ABM INDS INC COM -436 Sold Out 0
ACCO BRANDS CORP COM -1,594 Sold Out 0
ACETO CORP COM -838 Sold Out 0
AETNA INC NEW COM -1,049 Sold Out 0
AGCO CORP COM -1,353 Sold Out 0
ALASKA AIR GROUP INC COM -1,633 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -1,473 Sold Out 0
ALLSTATE CORP COM -262 Sold Out 0
ALTISOURCE ASSET MGMT CORP COM -652 Sold Out 0
AMERCO COM -1,081 Sold Out 0
AMERICAN ELEC PWR INC COM -279 Sold Out 0
AMR CORP DEL COM -752 Sold Out 0
AUTOZONE INC COM -1,317 Sold Out 0
AV HOMES INC COM -182 Sold Out 0
BANK OF AMERICA CORPORATION COM -1,779 Sold Out 0
BARD C R INC COM -1,609 Sold Out 0
BBCN BANCORP INC COM -228 Sold Out 0
BEST BUY INC COM -1,255 Sold Out 0