WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 12/31/2015

Position Statistics

Total Positions 311
New Positions 40
Increased Positions 56
Decreased Positions 249
Positions with Activity 305
Sold Out Positions 198
Total Mkt Value (in $ millions) 1,018

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.1%
Capital Goods 1.19%
Conglomerates 0%
Consumer Cyclical 2.23%
Consumer/Non-Cyclical 1.62%
Energy 15.76%
Financial 24.53%
Healthcare 5.15%
Services 31.43%
Technology 9.06%
Transportation 4.09%
Utilities 0.06%

311 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
AMERICAN CAP LTD COM 76,461 -38,312 (33.38) 4,839,321
MARKET VECTORS ETF TR GOLD MINER ETF -27,626 Sold Out 0
NEW SR INVT GROUP INC COM 10,867 -23,283 (68.18) 1,006,187
ALLY FINL INC COM 20,213 -18,497 (47.78) 1,134,935
AMERICAN AIRLS GROUP INC COM -15,690 Sold Out 0
SPDR S&P 500 ETF TR TR UNIT 11,142 -13,618 (55) 54,000
SELECT COMFORT CORP COM -13,072 Sold Out 0
CHEVRON CORP NEW COM -9,532 Sold Out 0
AMERICAN CAPITAL AGENCY CORP COM 62,220 -9,358 (13.07) 3,387,021
CSX CORP COM 3,475 -9,074 (72.31) 127,440
JOY GLOBAL INC COM -9,046 Sold Out 0
FLUOR CORP NEW COM -8,789 Sold Out 0
DR PEPPER SNAPPLE GROUP INC COM 2,164 -8,606 (79.9) 23,809
RITE AID CORP COM -8,308 Sold Out 0
BLACKSTONE MTG TR INC COM CL A -8,052 Sold Out 0
APPLE INC COM -7,382 Sold Out 0
BAKER HUGHES INC COM -6,924 Sold Out 0
OCWEN FINL CORP COM NEW 12,823 -6,877 (34.91) 5,674,070
TOWER INTL INC COM 1,442 -6,761 (82.42) 62,826
MEDTRONIC PLC SHS 4,068 -6,744 (62.38) 51,392