WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 06/30/2014

Position Statistics

Total Positions 432
New Positions 83
Increased Positions 231
Decreased Positions 170
Positions with Activity 401
Sold Out Positions 105
Total Mkt Value (in $ millions) 1,509

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.38%
Capital Goods 1.97%
Conglomerates 0.46%
Consumer Cyclical 6.95%
Consumer/Non-Cyclical 1.99%
Energy 6.19%
Financial 28.69%
Healthcare 12.53%
Services 15.39%
Technology 11.5%
Transportation 4.31%
Utilities 0.11%

432 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
AMERICAN CAPITAL AGENCY CORP COM -33,737 Sold Out 0
YRC WORLDWIDE INC COM PAR $.01 19,323 -23,778 (55.17) 836,874
E M C CORP MASS COM 19,348 -23,002 (54.31) 657,875
AMERICAN AIRLS GROUP INC COM 925 -19,782 (95.54) 23,603
TWITTER INC COM -16,991 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM 5,163 -15,955 (75.55) 682,000
ANWORTH MORTGAGE ASSET CP COM -12,952 Sold Out 0
TWO HBRS INVT CORP COM -11,990 Sold Out 0
APOLLO RESIDENTIAL MTG INC COM -9,587 Sold Out 0
FAIRCHILD SEMICONDUCTOR INTL COM -7,839 Sold Out 0
SUPERIOR ENERGY SVCS INC COM -7,212 Sold Out 0
RADNET INC COM -5,836 Sold Out 0
MICRON TECHNOLOGY INC COM 538 -5,761 (91.46) 16,400
AMERICAN CAP MTG INVT CORP COM -5,494 Sold Out 0
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR -4,946 Sold Out 0
LIFEPOINT HOSPITALS INC COM -3,586 Sold Out 0
TOWER INTL INC COM 4,390 -3,429 (43.86) 132,223
ESTERLINE TECHNOLOGIES CORP COM -3,165 Sold Out 0
COWEN GROUP INC NEW CL A -3,017 Sold Out 0
LEAR CORP COM NEW 2,006 -2,754 (57.85) 19,754