WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 06/30/2014

Position Statistics

Total Positions 431
New Positions 83
Increased Positions 231
Decreased Positions 169
Positions with Activity 400
Sold Out Positions 104
Total Mkt Value (in $ millions) 1,477

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.33%
Capital Goods 1.98%
Conglomerates 0.46%
Consumer Cyclical 6.96%
Consumer/Non-Cyclical 2.06%
Energy 5.7%
Financial 28.87%
Healthcare 12.74%
Services 15.25%
Technology 11.85%
Transportation 4.31%
Utilities 0.11%

431 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
AMERICAN CAPITAL AGENCY CORP COM -31,756 Sold Out 0
E M C CORP MASS COM 19,552 -23,245 (54.31) 657,875
YRC WORLDWIDE INC COM PAR $.01 18,277 -22,491 (55.17) 836,874
AMERICAN AIRLS GROUP INC COM 898 -19,216 (95.54) 23,603
TWITTER INC COM -17,490 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM 5,108 -15,787 (75.55) 682,000
ANWORTH MORTGAGE ASSET CP COM -12,626 Sold Out 0
TWO HBRS INVT CORP COM -11,528 Sold Out 0
APOLLO RESIDENTIAL MTG INC COM -9,386 Sold Out 0
FAIRCHILD SEMICONDUCTOR INTL COM -7,687 Sold Out 0
SUPERIOR ENERGY SVCS INC COM -6,866 Sold Out 0
RADNET INC COM -6,471 Sold Out 0
MICRON TECHNOLOGY INC COM 533 -5,703 (91.46) 16,400
AMERICAN CAP MTG INVT CORP COM -5,351 Sold Out 0
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR -4,999 Sold Out 0
LIFEPOINT HOSPITALS INC COM -3,565 Sold Out 0
TOWER INTL INC COM 4,232 -3,307 (43.86) 132,223
ESTERLINE TECHNOLOGIES CORP COM -3,140 Sold Out 0
COWEN GROUP INC NEW CL A -2,979 Sold Out 0
BEST BUY INC COM 5,957 -2,898 (32.73) 170,400