WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 12/31/2014

Position Statistics

Total Positions 408
New Positions 73
Increased Positions 139
Decreased Positions 262
Positions with Activity 401
Sold Out Positions 106
Total Mkt Value (in $ millions) 1,577

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.76%
Capital Goods 2.27%
Conglomerates 0.35%
Consumer Cyclical 5.93%
Consumer/Non-Cyclical 2.3%
Energy 18.82%
Financial 26.51%
Healthcare 10.75%
Services 12.93%
Technology 5.87%
Transportation 2.99%
Utilities 0.06%

408 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SUPERNUS PHARMACEUTICALS INC COM 5,856 -59 (0.99) 420,089
BLACKSTONE MTG TR INC COM CL A 5,806 -172 (2.88) 186,029
NETAPP INC COM 5,776 -1,670 (22.43) 159,169
CINTAS CORP COM 5,702 247 4.52 69,273
FORTRESS INVESTMENT GROUP LLC CL A 5,560 5,560 New 678,104
ENCORE CAP GROUP INC COM 5,555 -915 (14.14) 132,949
MBIA INC COM 5,436 -8,584 (61.23) 600,000
ALLIANCEBERNSTEIN INCOME FUND COM 5,379 67 1.25 690,543
JOHNSON & JOHNSON COM 5,344 54 1.02 53,196
KKR & CO L P DEL COM UNITS 5,308 -147 (2.69) 225,508
LIGAND PHARMACEUTICALS INC COM NEW 5,280 176 3.45 59,384
TENNECO INC COM 5,273 1,335 33.90 92,526
ILLUMINA INC COM 5,200 5,200 New 27,000
HANNON ARMSTRONG SUST INFR CAP COM 5,035 607 13.70 264,719
AMERICAN RLTY CAP PPTYS INC COM 4,891 4,891 New 533,096
CIVITAS SOLUTIONS INC COM 4,882 365 8.08 251,237
CARLISLE COS INC COM 4,870 288 6.30 49,151
LITHIA MTRS INC CL A 4,712 4,712 New 44,916
PREFERRED APT CMNTYS INC COM 4,668 2,577 123.24 416,771
AMERICAN CAPITAL AGENCY CORP COM 4,611 -59,027 (92.76) 213,463