WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 09/30/2014

Position Statistics

Total Positions 432
New Positions 103
Increased Positions 237
Decreased Positions 167
Positions with Activity 404
Sold Out Positions 93
Total Mkt Value (in $ millions) 1,769

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.49%
Capital Goods 1.36%
Conglomerates 0.22%
Consumer Cyclical 5.08%
Consumer/Non-Cyclical 2.56%
Energy 12.82%
Financial 24.03%
Healthcare 15.12%
Services 17.84%
Technology 7.66%
Transportation 3.19%
Utilities 0.08%

432 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BARRETT BILL CORP COM 760 New 54,474
MANHATTAN ASSOCS INC COM 760 760 New 20,000
CLEARONE INC COM 753 214 39.58 78,465
PLANET PAYMENT INC SHS 731 -66 (8.22) 457,180
HIMAX TECHNOLOGIES INC SPONSORED ADR 727 2 .33 109,031
AES CORP COM 723 New 51,267
CRAWFORD & CO CL A 707 125 21.39 88,533
BELLATRIX EXPLORATION LTD COM 691 -1,148 (62.43) 133,624
DUCOMMUN INC DEL COM 677 677 New 27,965
TELENAV INC COM 662 662 New 100,000
COSAN LTD SHS A 636 12 1.98 66,793
WIDEPOINT CORP COM 634 386 155.31 456,151
NEVSUN RES LTD COM 622 622 New 148,482
VENAXIS INC COM 608 94 18.31 425,306
SAFE BULKERS INC COM 578 -363 (38.56) 109,924
SEARS HLDGS CORP COM 577 142 32.50 15,900
TOWER INTL INC COM 554 -2,759 (83.27) 22,117
MFRI INC COM 473 -22 (4.51) 54,949
EQUINIX INC COM NEW 447 447 New 2,000
DELUXE CORP COM 435 -6,371 (93.61) 7,408