WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 03/31/2014

Position Statistics

Total Positions 439
New Positions 119
Increased Positions 280
Decreased Positions 143
Positions with Activity 423
Sold Out Positions 88
Total Mkt Value (in $ millions) 1,217

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.08%
Capital Goods 2.97%
Conglomerates 0.31%
Consumer Cyclical 5.42%
Consumer/Non-Cyclical 2.05%
Energy 7.36%
Financial 25.66%
Healthcare 5.35%
Services 17.75%
Technology 14.21%
Transportation 7.86%
Utilities 0.12%

439 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SWIFT ENERGY CO COM 687 687 New 55,500
USA TECHNOLOGIES INC CONV PFD SER A 651 56 9.51 37,830
ACXIOM CORP COM 618 16 2.58 29,850
U S PHYSICAL THERAPY INC COM 610 610 New 18,100
STEINER LEISURE LTD ORD 601 -142 (19.13) 14,376
SAFE BULKERS INC COM 590 -366 (38.29) 67,701
POWERSECURE INTL INC COM 532 -656 (55.26) 60,821
AXCELIS TECHNOLOGIES INC COM 519 14 2.82 291,422
TITAN MACHY INC COM 504 -2,663 (84.09) 31,991
PRIMO WTR CORP COM 504 504 New 102,600
FLY LEASING LTD SPONSORED ADR 501 14 2.91 35,426
ORCHIDS PAPER PRODS CO DEL COM 488 488 New 15,659
OPPENHEIMER HLDGS INC CL A NON VTG 481 12 2.47 20,731
HARSCO CORP COM 481 481 New 18,000
ETHAN ALLEN INTERIORS INC COM 478 478 New 20,241
NETLIST INC COM 473 473 New 397,500
MFRI INC COM 469 469 New 40,229
NEONODE INC COM NEW 464 -2,455 (84.09) 143,786
SEARS HLDGS CORP COM 460 460 New 12,000
NEWTEK BUSINESS SVCS INC COM 457 14 3.07 168,000


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