WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 03/31/2015

Position Statistics

Total Positions 411
New Positions 109
Increased Positions 202
Decreased Positions 196
Positions with Activity 398
Sold Out Positions 114
Total Mkt Value (in $ millions) 1,349

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.17%
Capital Goods 2.74%
Conglomerates 0.28%
Consumer Cyclical 3.63%
Consumer/Non-Cyclical 2.44%
Energy 16.3%
Financial 24.92%
Healthcare 8.15%
Services 17.32%
Technology 7.41%
Transportation 3.18%
Utilities 0.07%

411 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LYON WILLIAM HOMES CL A NEW 1,488 1,488 New 62,364
NUVEEN CAL AMT-FREE MUN INC FD COM 1,481 New 101,252
NEWCASTLE INVT CORP NEW COM PAR $0.01 1,453 -90 (5.85) 295,908
HORNBECK OFFSHORE SVCS INC NEW COM 1,445 -783 (35.13) 79,419
NUVEEN DIV ADVANTAGE MUN FD 2 COM 1,378 New 101,252
BLUEROCK RESIDENT GR REIT INC COM CL A 1,377 1,377 New 107,546
PERION NETWORK LTD SHS 1,371 113 8.95 535,575
VISHAY PRECISION GROUP INC COM 1,304 1,304 New 93,402
WILSHIRE BANCORP INC COM 1,302 1,302 New 112,041
SYNERGETICS USA INC COM 1,289 -27 (2.06) 266,961
JAKKS PAC INC COM 1,215 1,215 New 123,345
SANFILIPPO JOHN B & SON INC COM 1,208 1,208 New 23,243
DONNELLEY R R & SONS CO COM 1,202 New 68,504
CHEROKEE INC DEL NEW COM 1,168 1,168 New 41,625
GLOBE SPECIALTY METALS INC COM 1,148 500 77.22 74,384
PACIRA PHARMACEUTICALS INC COM 1,124 1,124 New 16,930
EQT CORP COM 1,122 New 14,606
FONAR CORP COM NEW 1,102 -207 (15.84) 113,525
INSTEEL INDUSTRIES INC COM 1,101 1,101 New 67,382
NAVISTAR INTL CORP NEW COM 1,089 1,089 New 62,086