WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 03/31/2015

Position Statistics

Total Positions 408
New Positions 108
Increased Positions 201
Decreased Positions 194
Positions with Activity 395
Sold Out Positions 113
Total Mkt Value (in $ millions) 1,474

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.25%
Capital Goods 2.69%
Conglomerates 0.27%
Consumer Cyclical 3.56%
Consumer/Non-Cyclical 2.24%
Energy 18.83%
Financial 25.5%
Healthcare 7.27%
Services 16.18%
Technology 7.2%
Transportation 3.36%
Utilities 0.07%

408 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NEWCASTLE INVT CORP NEW COM PAR $0.01 1,509 -94 (5.85) 295,908
PENSKE AUTOMOTIVE GRP INC COM 1,490 1,490 New 29,742
FINANCIAL INSTNS INC COM 1,480 -46 (2.99) 63,688
BLUEROCK RESIDENT GR REIT INC COM CL A 1,473 1,473 New 107,546
NUVEEN CAL AMT-FREE MUN INC FD COM 1,473 New 101,252
GLOBE SPECIALTY METALS INC COM 1,434 625 77.22 74,384
LYON WILLIAM HOMES CL A NEW 1,422 1,422 New 62,364
HCI GROUP INC COM 1,407 51 3.74 33,219
NUVEEN DIV ADVANTAGE MUN FD 2 COM 1,382 New 101,252
INSTEEL INDUSTRIES INC COM 1,356 1,356 New 67,382
BLACK BOX CORP DEL COM 1,320 1,320 New 67,372
DONNELLEY R R & SONS CO COM 1,307 New 68,504
PACIRA PHARMACEUTICALS INC COM 1,304 1,304 New 16,930
SYNAPTICS INC COM 1,271 1,271 New 13,353
EQT CORP COM 1,270 New 14,606
RTI SURGICAL INC COM 1,259 1,259 New 205,428
VISHAY PRECISION GROUP INC COM 1,242 1,242 New 93,402
WILSHIRE BANCORP INC COM 1,234 1,234 New 112,041
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR 1,233 1,233 New 38,870
FONAR CORP COM NEW 1,210 -228 (15.84) 113,525