WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 09/30/2014

Position Statistics

Total Positions 432
New Positions 103
Increased Positions 237
Decreased Positions 168
Positions with Activity 405
Sold Out Positions 94
Total Mkt Value (in $ millions) 1,780

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.52%
Capital Goods 1.19%
Conglomerates 0.23%
Consumer Cyclical 5.16%
Consumer/Non-Cyclical 2.69%
Energy 13.15%
Financial 23.29%
Healthcare 15.52%
Services 18.26%
Technology 7.61%
Transportation 3.1%
Utilities 0.08%

432 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPEEDWAY MOTORSPORTS INC COM 1,937 199 11.44 86,407
OCH ZIFF CAP MGMT GROUP CL A 1,936 712 58.24 174,724
GLOBAL EAGLE ENTMT INC COM 1,915 -3,427 (64.15) 124,687
CABELAS INC COM 1,906 -41 (2.11) 34,098
ASPEN TECHNOLOGY INC COM 1,889 666 54.41 57,963
CORNING INC COM 1,879 New 78,771
HCI GROUP INC COM 1,869 -899 (32.49) 40,471
GEO GROUP INC NEW COM 1,867 -2,009 (51.83) 43,766
PREFERRED APT CMNTYS INC COM 1,841 1,841 New 186,691
ULTRA PETROLEUM CORP COM 1,815 1,815 New 133,622
METHODE ELECTRS INC COM 1,814 66 3.76 50,014
ROADRUNNER TRNSN SVCS HLDG INC COM 1,811 427 30.88 81,971
MYRIAD GENETICS INC COM 1,808 1,808 New 49,938
NETLIST INC COM 1,802 636 54.50 1,177,793
FORTINET INC COM 1,796 -382 (17.54) 56,239
PACIFIC PREMIER BANCORP COM 1,791 241 15.58 113,503
RCI HOSPITALITY HLDGS INC COM 1,752 1,752 New 176,749
ALCATEL-LUCENT SPONSORED ADR 1,726 1,726 New 498,942
FINANCIAL INSTNS INC COM 1,699 1,699 New 72,595
HARTFORD FINL SVCS GROUP INC COM 1,689 321 23.48 42,076