WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 06/30/2014

Position Statistics

Total Positions 431
New Positions 83
Increased Positions 231
Decreased Positions 169
Positions with Activity 400
Sold Out Positions 104
Total Mkt Value (in $ millions) 1,477

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.33%
Capital Goods 1.98%
Conglomerates 0.46%
Consumer Cyclical 6.96%
Consumer/Non-Cyclical 2.06%
Energy 5.7%
Financial 28.87%
Healthcare 12.74%
Services 15.25%
Technology 11.85%
Transportation 4.31%
Utilities 0.11%

83 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLY FINL INC COM 34,104 34,104 New 1,442,044
GILEAD SCIENCES INC COM 24,867 24,867 New 234,747
AMGEN INC COM 19,166 19,166 New 134,950
NEWCASTLE INVT CORP NEW COM NEW 19,093 19,093 New 1,476,641
GENERAL MTRS CO WT EXP 071016 19,008 19,008 New 779,013
BIOGEN IDEC INC COM 16,651 16,651 New 50,460
DIRECTV COM 15,587 15,587 New 178,650
ALEXION PHARMACEUTICALS INC COM 15,219 15,219 New 94,200
WHIRLPOOL CORP COM 10,999 10,999 New 71,470
COVIDIEN PLC SHS 10,076 10,076 New 110,000
SELECT SECTOR SPDR TR SBI INT-ENERGY 9,454 9,454 New 100,200
PBF ENERGY INC CL A 7,336 7,336 New 304,787
JGWPT HLDGS INC CL A 7,139 7,139 New 582,269
AMERISOURCEBERGEN CORP COM 6,548 6,548 New 84,900
GOLDMAN SACHS GROUP INC COM 5,054 5,054 New 26,900
QUALCOMM INC COM 4,584 4,584 New 59,963
EPLUS INC COM 4,306 4,306 New 75,844
NET 1 UEPS TECHNOLOGIES INC COM NEW 3,757 3,757 New 271,426
GEO GROUP INC NEW COM 3,339 3,339 New 90,865
VARIAN MED SYS INC COM 3,248 3,248 New 39,261