WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 06/30/2014

Position Statistics

Total Positions 432
New Positions 83
Increased Positions 231
Decreased Positions 170
Positions with Activity 401
Sold Out Positions 105
Total Mkt Value (in $ millions) 1,505

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.4%
Capital Goods 1.96%
Conglomerates 0.48%
Consumer Cyclical 6.91%
Consumer/Non-Cyclical 1.99%
Energy 6.2%
Financial 28.79%
Healthcare 12.41%
Services 15.26%
Technology 11.59%
Transportation 4.37%
Utilities 0.11%

231 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAP LTD COM 70,636 33,005 87.71 4,536,699
SPDR S&P 500 ETF TR TR UNIT 66,788 17,732 36.15 336,651
ISHARES TR MSCI EMG MKT ETF 50,615 20,978 70.79 1,121,030
SELECT SECTOR SPDR TR SBI INT-INDS 37,767 16,455 77.21 701,601
ALLY FINL INC COM 35,532 35,532 New 1,442,044
GILEAD SCIENCES INC COM 23,775 23,775 New 234,747
MARKET VECTORS ETF TR GOLD MINER ETF 21,763 6,753 44.99 815,382
NEWCASTLE INVT CORP NEW COM NEW 20,230 20,230 New 1,476,641
AMBAC FINL GROUP INC COM NEW 19,588 2,553 14.99 777,296
GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 19,383 1,116 6.11 3,111,216
GENERAL MTRS CO WT EXP 071016 19,288 19,288 New 779,013
AMGEN INC COM 17,951 17,951 New 134,950
APPLE INC COM 17,945 1,727 10.65 178,500
MBIA INC COM 17,608 11,803 203.32 1,686,623
BIOGEN IDEC INC COM 17,451 17,451 New 50,460
CELGENE CORP COM 17,267 15,262 761.05 189,000
BJS RESTAURANTS INC COM 16,223 5,347 49.17 446,169
ALEXION PHARMACEUTICALS INC COM 15,991 15,991 New 94,200
NELNET INC CL A 15,275 8,419 122.78 339,292
DIRECTV COM 15,125 15,125 New 178,650