WHITEBOX ADVISORS LLC Information

3033 EXCELSIOR BLVD, MINNEAPOLIS, Minnesota, 55416, (612) 253-6001

Report Date: 12/31/2014

Position Statistics

Total Positions 408
New Positions 73
Increased Positions 139
Decreased Positions 262
Positions with Activity 401
Sold Out Positions 106
Total Mkt Value (in $ millions) 1,558

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.75%
Capital Goods 2.28%
Conglomerates 0.35%
Consumer Cyclical 5.95%
Consumer/Non-Cyclical 2.31%
Energy 18.98%
Financial 26.7%
Healthcare 10.65%
Services 12.84%
Technology 5.72%
Transportation 2.94%
Utilities 0.06%

262 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAP LTD COM 67,947 -5,582 (7.59) 4,470,190
AMBAC FINL GROUP INC COM NEW 36,332 -1,138 (3.04) 1,473,916
ALLY FINL INC COM 31,397 -3,732 (10.62) 1,514,576
SPDR S&P 500 ETF TR TR UNIT 27,114 -14,673 (35.11) 130,389
SANOFI CONTGNT VAL RT 21,159 -271 (1.26) 28,592,783
LORILLARD INC COM 17,246 -10,814 (38.54) 244,002
UNITEDHEALTH GROUP INC COM 15,386 -2,258 (12.8) 129,613
MEDTRONIC PLC SHS 15,177 -34,480 (69.44) 198,412
VONAGE HLDGS CORP COM 13,353 -1,199 (8.24) 2,799,333
VALERO ENERGY CORP NEW COM 12,756 -1,076 (7.78) 221,609
EBAY INC COM 11,412 -2,116 (15.64) 204,549
GILEAD SCIENCES INC COM 10,940 -5,524 (33.55) 107,907
J G WENTWORTH CO CL A 9,895 -1,014 (9.3) 935,226
GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 9,839 -1,372 (12.24) 3,671,428
CELGENE CORP COM 9,811 -10,433 (51.54) 86,462
BIOGEN INC COM 9,789 -10,767 (52.38) 23,339
TRINITY BIOTECH PLC SPON ADR NEW 9,694 -2,670 (21.6) 554,244
ORACLE CORP COM 9,408 -4,871 (34.11) 218,789
AMERISOURCEBERGEN CORP COM 9,236 -280 (2.94) 82,014
EXXON MOBIL CORP COM 8,938 -268 (2.92) 102,813