WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 09/30/2014

Position Statistics

Total Positions 100
New Positions 3
Increased Positions 15
Decreased Positions 8
Positions with Activity 23
Sold Out Positions 0
Total Mkt Value (in $ millions) 483

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.66%
Capital Goods 0.22%
Conglomerates
Consumer Cyclical 0.6%
Consumer/Non-Cyclical 0.59%
Energy 5.5%
Financial 30.17%
Healthcare 9.26%
Services 43.36%
Technology 1.64%
Transportation
Utilities 6.13%

100 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAP SR FLOATING LTD COM 6 New 500
NEWCASTLE INVT CORP NEW COM PAR $0.01 10 New 2,000
NEW MEDIA INVT GROUP INC COM 21 New 866
YUME INC COM 29 New 5,700
NEW SR INVT GROUP INC COM 34 New 2,000
SONY CORP ADR NEW 41 New 2,000
TPG SPECIALTY LENDING INC COM 51 51 New 3,000
INVESCO CALIF VALUE MUN INC TR COM 64 New 5,000
NEW RESIDENTIAL INVT CORP COM NEW 81 New 6,000
FIRST SOLAR INC COM 113 -338 (75) 2,500
AEROPOSTALE COM 120 New 50,000
SANDRIDGE ENERGY INC COM 124 New 61,162
INTREPID POTASH INC COM 128 New 9,100
HORIZON TECHNOLOGY FIN CORP COM 128 New 9,314
PENNEY J C INC COM 165 -165 (50) 25,000
PUTNAM MANAGED MUN INCOM TR COM 236 New 32,800
VALE S A ADR REPSTG PFD 266 New 37,500
KINDER MORGAN INC DEL COM 316 New 7,600
EATON VANCE MUN BD FD COM 324 New 25,500
INVESCO TR INVT GRADE MUNS COM 324 New 24,400