WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 03/31/2017

Position Statistics

Total Positions 97
New Positions 4
Increased Positions 11
Decreased Positions 24
Positions with Activity 35
Sold Out Positions 14
Total Mkt Value (in $ millions) 512

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 7.27%
Basic Materials 3.8%
Industrials 1.29%
Consumer Cyclicals 1.45%
Consumer Non-Cyclicals 0.18%
Financials 45.44%
Healthcare 9%
Technology 9.15%
Telecommunication Services 20.94%
Utilities 0.49%

97 Positions as of 03/31/2017

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN EXPRESS CO COM -2,323 Sold Out 0
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER -906 Sold Out 0
CALUMET SPECIALTY PRODS PTNRS UT LTD PARTNER -282 Sold Out 0
CITIGROUP INC COM NEW -2,459 Sold Out 0
COLONY STARWOOD HOMES COM -769 Sold Out 0
DELL TECHNOLOGIES INC COM CL V -306 Sold Out 0
GOLDMAN SACHS BDC INC SHS -1,436 Sold Out 0
INVESCO MORTGAGE CAPITAL INC COM -162 Sold Out 0
ISTAR INC COM -917 Sold Out 0
KBR INC COM -383 Sold Out 0
PENNEY J C INC COM -117 Sold Out 0
TOTAL S A SPONSORED ADR -661 Sold Out 0
TRIPLEPOINT VENTURE GROWTH BDC COM -414 Sold Out 0
ZAIS GROUP HLDGS INC COM -57 Sold Out 0
APOLLO INVT CORP COM 96 -420 (81.44) 15,000
OCWEN FINL CORP COM NEW 105 105 New 40,000
MEDLEY MGMT INC CL A COM 231 231 New 40,134
HERCULES CAPITAL INC COM 265 New 20,000
CITIZENS FINL GROUP INC COM 277 -553 (66.67) 8,000
VALE S A ADR REPSTG PFD 301 New 37,500