WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 09/30/2014

Position Statistics

Total Positions 100
New Positions 3
Increased Positions 15
Decreased Positions 8
Positions with Activity 23
Sold Out Positions 0
Total Mkt Value (in $ millions) 479

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.93%
Capital Goods 0.22%
Conglomerates
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 0.64%
Energy 5.25%
Financial 28.68%
Healthcare 9.36%
Services 44.59%
Technology 1.63%
Transportation
Utilities 6.31%

100 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AMERICAN CAP SR FLOATING LTD COM 6 New 500
NEWCASTLE INVT CORP NEW COM PAR $0.01 8 New 2,000
NEW MEDIA INVT GROUP INC COM 19 New 866
YUME INC COM 31 New 5,700
NEW SR INVT GROUP INC COM 33 New 2,000
SONY CORP ADR NEW 45 New 2,000
TPG SPECIALTY LENDING INC COM 51 51 New 3,000
INVESCO CALIF VALUE MUN INC TR COM 67 New 5,000
NEW RESIDENTIAL INVT CORP COM NEW 78 New 6,000
SANDRIDGE ENERGY INC COM 80 New 61,162
FIRST SOLAR INC COM 106 -319 (75) 2,500
INTREPID POTASH INC COM 122 New 9,100
HORIZON TECHNOLOGY FIN CORP COM 128 New 9,314
AEROPOSTALE COM 136 New 50,000
PENNEY J C INC COM 188 -188 (50) 25,000
OCWEN FINL CORP COM NEW 231 231 New 36,400
PUTNAM MANAGED MUN INCOM TR COM 241 New 32,800
VALE S A ADR REPSTG PFD 263 New 37,500
KINDER MORGAN INC DEL COM 321 New 7,600
EATON VANCE MUN BD FD COM 333 New 25,500


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