WEST FAMILY INVESTMENTS, INC. Information

1603 ORRINGTON AVE, SUITE 810, EVANSTON, Illinois, 60201, (847) 328-0747

Report Date: 09/30/2014

Position Statistics

Total Positions 100
New Positions 3
Increased Positions 15
Decreased Positions 8
Positions with Activity 23
Sold Out Positions 0
Total Mkt Value (in $ millions) 475

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.9%
Capital Goods 0.22%
Conglomerates
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 0.62%
Energy 5.24%
Financial 28.72%
Healthcare 9.1%
Services 45.04%
Technology 1.54%
Transportation
Utilities 6.22%

100 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VALE S A ADR 730 New 105,600
SONY CORP ADR NEW 47 New 2,000
VALE S A ADR REPSTG PFD 234 New 37,500
MONDELEZ INTL INC CL A 715 New 20,000
ZOETIS INC CL A 917 New 21,174
COMCAST CORP NEW CL A SPL 3,214 New 60,000
ABBOTT LABS COM 996 New 22,000
ABBVIE INC COM 1,389 New 22,000
AEROPOSTALE COM 134 New 50,000
AMERICAN CAP SR FLOATING LTD COM 6 New 500
AMERICAN CAPITAL AGENCY CORP COM 1,067 New 49,600
ANNALY CAP MGMT INC COM 14,367 New 1,361,822
APOLLO COML REAL EST FIN INC COM 6,549 New 393,084
APOLLO INVT CORP COM 602 New 84,800
BARRICK GOLD CORP COM 4,046 New 329,250
BROOKDALE SR LIVING INC COM 20,576 -6,480 (23.95) 603,940
CHIMERA INVT CORP COM 50,686 New 15,938,854
CISCO SYS INC COM 3,266 New 120,000
CONOCOPHILLIPS COM 452 New 7,200
CYS INVTS INC COM 18,316 356 1.98 2,060,310